First Trust Smid Cap RisingSDVYETF
13F holders, Q1 2024 (March 31)306holders
3famous investors
$34.82avg. 13F price*
At the end of Q1 2024, 306 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings. The largest holders were LPL Financial LLC ($461.5M), Morgan Stanley ($364.0M) and Wells Fargo & Company ($256.3M). 3 famous investors held it, including David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio), Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 80 | $196.6M |
| Exits | 12 | $9.5M |
Ownership 306 holders
| LPL Financial LLC | 0.25% | Add +45.7% | 13,252,608 | $461.5M |
| Morgan Stanley | 0.03% | Add +67.8% | 10,454,203 | $364.0M |
| Wells Fargo & Company | 0.07% | Add +64.4% | 7,362,001 | $256.3M |
| UBS Group AG | 0.04% | Add +125.2% | 3,842,201 | $133.8M |
| Bank of America Corp. | 0.01% | Add +115.0% | 3,743,190 | $130.3M |
| Raymond James & Associates | 0.08% | Add +28.2% | 3,307,225 | $115.2M |
| Royal Bank of Canada | 0.02% | Add +59.1% | 2,873,524 | $100.1M |
| LVZ, Inc. | 12.75% | New | 2,693,387 | $93.8M |
| Truist Financial Corp. | 0.13% | Add +17.4% | 2,468,838 | $86.0M |
| Raymond James Financial Services Advisors, Inc. | 0.13% | Add +54.2% | 2,430,439 | $84.6M |
| Stifel Financial Corp. | 0.08% | Add +33.3% | 2,091,538 | $72.8M |
| Cetera Investment Advisers | 0.15% | Add +205.3% | 1,840,629 | $64.1M |
| Commonwealth Equity Services, LLC | 0.10% | Add +63.3% | 1,775,489 | $61.8M |
| Envestnet Asset Management Inc. | 0.02% | Add +69.7% | 1,774,622 | $61.8M |
| Osaic Holdings, Inc. | 0.14% | Add +7.6% | 1,769,500 | $61.6M |
| Cambridge Investment Research Advisors, Inc. | 0.19% | Add +24.5% | 1,400,969 | $48.8M |
| Blair William & Co. | 0.11% | Add +32.7% | 966,461 | $33.7M |
| Private Advisor Group, LLC | 0.21% | Add +21.8% | 849,602 | $29.6M |
| MML Investors Services, LLC | 0.12% | Add +98.4% | 835,967 | $29.1M |
| Horizon Advisory Services, Inc. | 13.13% | — | 809,790 | $28.2M |
| Kestra Advisory Services, LLC | 0.18% | Add +49.4% | 764,110 | $26.6M |
| Baird Financial Group, Inc. | 0.05% | Reduce -14.6% | 714,991 | $24.9M |
| Steward Partners Investment Advisory, LLC | 0.26% | Add +49.3% | 680,773 | $23.7M |
| Northwestern Mutual Wealth Management Co. | 0.02% | Add +33.4% | 676,558 | $23.6M |
| HighTower Advisors, LLC | 0.04% | Add +74.4% | 663,452 | $23.1M |
| Prospera Financial Services Inc | 0.69% | Add +24.0% | 661,311 | $23.0M |
| Wealth Enhancement Advisory Services, LLC | 0.05% | Add +10.3% | 518,530 | $18.1M |
| Kestra Private Wealth Services, LLC | 0.39% | Add +99.2% | 498,225 | $17.3M |
| Good Life Advisors, LLC | 1.43% | Add +212.7% | 463,115 | $16.1M |
| Pine Valley Investments Ltd Liability Co | 1.05% | Add +6.0% | 387,141 | $13.5M |
| Sanchez Wealth Management Group | 4.42% | Reduce -4.1% | 375,197 | $13.1M |
| Advantage Trust Co | 9.60% | Add +0.2% | 373,795 | $13.0M |
| Jane Street Group, LLC | 0.02% | Reduce -23.6% | 360,377 | $12.5M |
| Avantax Advisory Services, Inc. | 0.11% | Add +236.6% | 344,864 | $12.0M |
| Western Wealth Management, LLC | 0.93% | Add +8.3% | 343,777 | $12.0M |
| D.A. Davidson & Co. | 0.10% | Add +33.9% | 333,156 | $11.6M |
| Wagner Wealth Management, LLC | 3.50% | New | 329,773 | $11.5M |
| Integrated Wealth Concepts LLC | 0.16% | Add +41.2% | 323,867 | $11.3M |
| Harbour Investments, Inc. | 0.40% | Add +69.1% | 320,650 | $11.2M |
| Independent Financial Group, LLC | 0.48% | Add +69.3% | 300,917 | $10.5M |
| Presidio Capital Management, LLC | 7.58% | New | 298,630 | $10.4M |
| Visionary Wealth Advisors | 0.70% | Add +126.0% | 296,485 | $10.3M |
| Ergawealth Advisors, Inc. | 5.63% | Add +5.6% | 294,939 | $10.3M |
| Janney Montgomery Scott LLC | 0.03% | Add +10.7% | 269,868 | $9.4M |
| First Heartland Consultants, Inc. | 0.96% | Add +88.2% | 264,635 | $9.2M |
| Aft, Forsyth & Sober, LLC | 3.08% | New | 250,000 | $8.7M |
| Astor Investment Management LLC | 3.42% | New | 247,078 | $8.6M |
| TrueWealth Advisors, LLC | 3.25% | Reduce -23.7% | 241,554 | $8.4M |
| Atria Investments, Inc | 0.11% | New | 232,861 | $8.1M |
| Sigma Planning Corp | 0.25% | Add +495.9% | 228,883 | $8.0M |
| Mach-1 Financial Group, LLC | 5.82% | Add +70.0% | 219,135 | $7.6M |
| Mariner, LLC | 0.02% | Add +8.6% | 215,988 | $7.5M |
| TMD Wealth Management, LLC | 1.74% | New | 214,290 | $7.5M |
| Concourse Financial Group Securities, Inc. | 0.45% | Add +558.0% | 199,197 | $6.9M |
| Per Stirling Capital Management, LLC. | 1.13% | Reduce -3.1% | 195,023 | $6.8M |
| Benjamin F. Edwards & Company, Inc. | 0.12% | Add +52.2% | 191,010 | $6.7M |
| Crumly & Associates Inc. | 1.71% | Add +763.9% | 186,356 | $6.5M |
| AIFG Consultants Ltd. | 4.63% | Add +5.7% | 184,577 | $6.4M |
| Rockefeller Capital Management L.P. | 0.02% | Add +109.7% | 183,054 | $6.4M |
| Gallagher Fiduciary Advisors, LLC | 0.22% | Add +19.8% | 181,859 | $6.3M |
| Aprio Wealth Management, LLC | 1.23% | Add +12.6% | 180,798 | $6.3M |
| RiverTree Advisors, LLC | 4.15% | Add +2.7% | 177,716 | $6.2M |
| Wintrust Investments LLC | 0.54% | Add +14.9% | 176,158 | $6.1M |
| StoneX Group Inc. | 0.55% | Add +29.2% | 175,861 | $6.1M |
| TAP Consulting, LLC | 1.34% | Add +22.3% | 175,408 | $6.1M |
| IHT Wealth Management, LLC | 0.24% | Add +13.3% | 172,393 | $6.0M |
| Hobart Private Capital, LLC | 1.83% | Add +20.5% | 171,984 | $6.0M |
| Concorde Asset Management, LLC | 4.04% | New | 169,636 | $5.9M |
| Elevated Capital Advisors, LLC | 1.67% | Add +791.2% | 167,152 | $5.8M |
| Arvest Investments, Inc. | 0.91% | Reduce -3.5% | 164,253 | $5.7M |
| J.W. Cole Advisors, Inc. | 0.26% | Add +16.7% | 148,392 | $5.2M |
| Stratos Wealth Partners, LTD. | 0.08% | Add +16.5% | 144,485 | $5.0M |
| Equitable Holdings, Inc. | 0.06% | Add +42.7% | 143,617 | $5.0M |
| PSI Advisors, LLC | 1.79% | Add +28.2% | 142,617 | $5.0M |
| JPMorgan Chase & Co. | 0.00% | Add +6.7% | 142,599 | $5.0M |
| Wealthcare Advisory Partners LLC | 0.16% | Reduce -4.5% | 136,108 | $4.7M |
| Darwin Wealth Management, LLC | 1.25% | New | 128,353 | $4.5M |
| N.E.W. Advisory Services LLC | 0.49% | Add +954.9% | 125,928 | $4.4M |
| FSB Premier Wealth Management, Inc. | 2.00% | Reduce -11.5% | 123,672 | $4.3M |
| Redhawk Wealth Advisors, Inc. | 0.70% | Add +1598.6% | 123,420 | $4.3M |
| World Equity Group, Inc. | 0.77% | New | 108,075 | $3.8M |
| Financial Advocates Investment Management | 0.22% | Add +10.0% | 107,682 | $3.7M |
| NewEdge Advisors, LLC | 0.03% | Reduce -8.6% | 105,780 | $3.7M |
| Synovus Financial Corp. | 0.05% | Add +13.3% | 105,510 | $3.7M |
| GPS Wealth Strategies Group, LLC | 0.58% | Add +19.7% | 103,031 | $3.6M |
| Naviter Wealth, LLC | 0.59% | Reduce -15.9% | 102,975 | $3.6M |
| Owen LaRue, LLC | 2.24% | Add +12.7% | 102,973 | $3.6M |
| D. E. Shaw & Co. | 0.00% | Add +761.4% | 100,296 | $3.5M |
| ICA Group Wealth Management, LLC | 0.68% | Add +1366.0% | 97,038 | $3.4M |
| CX Institutional | 0.16% | Reduce -9.6% | 96,970 | $3.4M |
| Capital Investment Advisory Services, LLC | 0.34% | Add +96.5% | 91,355 | $3.2M |
| Stratos Wealth Advisors, LLC | 0.19% | Add +27.0% | 91,333 | $3.2M |
| RFG Advisory, LLC | 0.11% | Add +72.1% | 90,466 | $3.2M |
| SignalPoint Asset Management, LLC | 0.83% | Reduce -35.1% | 86,830 | $3.0M |
| Atria Wealth Solutions, Inc. | 0.03% | Reduce -20.9% | 84,615 | $2.9M |
| Cherry Creek Investment Advisors, Inc. | 1.48% | Add +17.1% | 78,732 | $2.7M |
| Quantum Portfolio Management LLC | 1.56% | Add +47.9% | 78,582 | $2.7M |
| POM Investment Strategies, LLC | 2.22% | Add +4.7% | 77,808 | $2.7M |
| Cedrus LLC | 1.47% | Add +10.0% | 77,168 | $2.7M |
| Secured Retirement Advisors, LLC | 2.25% | Add +1.4% | 76,209 | $2.7M |
| Prostatis Group LLC | 1.00% | New | 75,768 | $2.6M |
| Flagstar Securities, Inc. | 0.72% | Add +19.6% | 74,326 | $2.6M |
| US Bancorp \de | 0.00% | Reduce -15.1% | 69,524 | $2.4M |
| Foundations Investment Advisors, LLC | 0.06% | Add +126.0% | 69,311 | $2.4M |
| Arkadios Wealth Advisors | 0.19% | Add +30.5% | 68,617 | $2.4M |
| Concurrent Investment Advisors, LLC | 0.10% | Add +2.8% | 68,521 | $2.4M |
| Comerica Bank | 0.01% | Add +65.0% | 65,468 | $2.3M |
| Oppenheimer & Co. Inc. | 0.04% | Add +30.4% | 65,447 | $2.3M |
| Harvest Investment Services, LLC | 0.90% | Add +31.7% | 64,426 | $2.2M |
| Goldman Sachs Group Inc. | 0.00% | Reduce -14.0% | 64,164 | $2.2M |
| Cozad Asset Management Inc. | 0.23% | Add +2.3% | 63,824 | $2.2M |
| Hilltop Holdings Inc. | 0.25% | Reduce -11.8% | 63,433 | $2.2M |
| MAI Capital Management | 0.02% | Add +138.2% | 62,518 | $2.2M |
| Raymond James Trust N.A. | 0.05% | Add +8.8% | 62,047 | $2.2M |
| Kingsview Wealth Management, LLC | 0.05% | Add +0.9% | 61,726 | $2.1M |
| Altus Wealth Group LLC | 1.06% | Add +120.6% | 60,538 | $2.1M |
| Renaissance Technologies | 0.00% | Reduce -5.0% | 60,200 | $2.1M |
| Trueblood Wealth Management, LLC | 1.19% | Add +7.1% | 59,888 | $2.1M |
| Leo Wealth, LLC | 0.21% | Add +27.8% | 59,978 | $2.1M |
| Apollon Wealth Management, LLC | 0.06% | Add +118.6% | 58,920 | $2.1M |
| BlueChip Wealth Advisors LLC | 1.32% | Add +8.2% | 58,583 | $2.0M |
| DHK Financial Advisors, Inc. | 1.44% | Add +34.6% | 58,376 | $2.0M |
| San Luis Wealth Advisors LLC | 1.04% | New | 56,693 | $2.0M |
| Summit Investment Advisory Services, LLC | 1.15% | Reduce -0.5% | 55,836 | $1.9M |
| Meitav Investment House Ltd. | 0.04% | No change | 55,716 | $1.9M |
| Gladstone Institutional Advisory LLC | 0.11% | Reduce -4.1% | 55,217 | $1.9M |
| IFP Advisors, Inc | 0.08% | Reduce -13.5% | 54,113 | $1.9M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Add +75.1% | 53,981 | $1.9M |
| IFG Advisory, LLC | 0.14% | Add +1.8% | 52,306 | $1.8M |
| Continuum Advisory, LLC | 0.27% | Add +29.8% | 51,389 | $1.8M |
| Titleist Asset Management, LLC | 0.30% | Add +14.6% | 49,849 | $1.7M |
| Moors & Cabot, Inc. | 0.09% | Add +131.5% | 48,907 | $1.7M |
| Purus Wealth Management, LLC | 0.84% | Reduce -1.3% | 48,639 | $1.7M |
| Atlas Wealth LLC | 1.38% | Add +24.9% | 48,593 | $1.7M |
| Wedbush Securities Inc. | 0.06% | Add +429.6% | 47,063 | $1.6M |
| Mutual Advisors, LLC | 0.05% | Add +383.4% | 46,995 | $1.6M |
| Formidable Asset Management, LLC | 0.26% | New | 46,601 | $1.6M |
| Legacy Capital Group California, Inc. | 0.59% | New | 45,838 | $1.6M |
| Root Financial Partners, LLC | 0.46% | Reduce -0.4% | 44,730 | $1.6M |
| Y-Intercept (Hong Kong) Ltd | 0.12% | New | 44,191 | $1.5M |
| Centaurus Financial, Inc. | 0.11% | New | 43,874 | $1.5M |
| PCG Wealth Advisors, LLC | 0.71% | Reduce -29.2% | 42,908 | $1.5M |
| Ashton Thomas Private Wealth, LLC | 0.08% | Add +108.1% | 42,536 | $1.5M |
| MinichMacGregor Wealth Management, LLC | 0.37% | Add +15.0% | 42,336 | $1.5M |
| Main Street Financial Solutions, LLC | 0.16% | Add +190.0% | 41,794 | $1.5M |
| Laidlaw Wealth Management LLC | 0.81% | Add +88.3% | 41,740 | $1.5M |
| AE Wealth Management LLC | 0.02% | Reduce -89.6% | 41,278 | $1.4M |
| Summit Wealth Partners, LLC | 0.31% | Add +118.8% | 41,100 | $1.4M |
| Silver Oak Securities, Incorporated | 0.22% | Reduce -4.9% | 41,034 | $1.4M |
| Koshinski Asset Management, Inc. | 0.14% | Reduce -36.1% | 40,204 | $1.4M |
| Fortis Group Advisors, LLC | 0.25% | New | 38,590 | $1.3M |
| Keystone Financial Group | 0.19% | New | 37,676 | $1.3M |
| Marshall Financial Group, LLC | 0.37% | New | 36,660 | $1.3M |
| Thrivent Financial for Lutherans | 0.00% | Add +2.0% | 35,668 | $1.2M |
| Lanark Financial, Inc. | 0.11% | Add +46.5% | 30,404 | $1.2M |
| Principal Securities, Inc. | 0.03% | Add +117.3% | 32,054 | $1.1M |
| OneDigital Investment Advisors LLC | 0.02% | Add +102.4% | 31,065 | $1.1M |
| Triumph Capital Management | 0.44% | New | 31,299 | $1.1M |
| Secure Asset Management, LLC | 0.25% | New | 30,831 | $1.1M |
| Cresset Asset Management, LLC | 0.01% | Add +10.9% | 30,100 | $1.0M |
| International Assets Investment Management, LLC | 0.11% | Add +67.6% | 30,333 | $1.0M |
| Creative Financial Designs Inc. | 0.10% | Add +526.5% | 29,736 | $1.0M |
| tru Independence LLC | 0.30% | Add +9.9% | 29,021 | $1.0M |
| Flow Traders U.S. LLC | 0.05% | Add +23.4% | 28,551 | $994K |
| ORBA Wealth Advisors, L.L.C. | 0.55% | Reduce -0.1% | 28,421 | $990K |
| KOM Wealth Management Group, LLC | 0.96% | New | 27,937 | $973K |
| Mgo One Seven LLC | 0.05% | Add +24.8% | 27,435 | $955K |
| Bright Financial Advisors, Inc. | 0.71% | — | 28,595 | $946K |
| Arkos Global Advisors | 0.15% | Add +71.7% | 26,328 | $917K |
| World Investment Advisors | 0.13% | New | 25,573 | $890K |
| Avior Wealth Management, LLC | 0.04% | Add +43.5% | 25,227 | $878K |
| Walkner Condon Financial Advisors LLC | 0.18% | Add +1.5% | 24,668 | $859K |
| Ameritas Advisory Services, LLC | 0.03% | Add +46.8% | 25,141 | $846K |
| Money Concepts Capital Corp. | 0.08% | Add +36.7% | 24,213 | $843K |
| Team Financial Group, LLC | 0.56% | New | 23,961 | $834K |
| Private Trust Co. NA | 0.09% | Add +36.9% | 23,277 | $811K |
| Barometer Capital Management Inc. | 0.20% | Add +27.0% | 23,500 | $770K |
| SFG Wealth Management, LLC. | 0.45% | Add +8.3% | 21,698 | $756K |
| DAVENPORT & Co LLC | 0.00% | Add +43.3% | 21,585 | $752K |
| Investment Partners, LTD. | 0.34% | Add +1.5% | 21,271 | $741K |
| Advisory Services Network, LLC | 0.02% | Add +1798.3% | 20,862 | $726K |
| Global Retirement Partners, LLC | 0.03% | Add +6.1% | 20,416 | $711K |
| Orion Porfolio Solutions, LLC | 0.01% | New | 20,360 | $709K |
| Orion Portfolio Solutions, LLC | 0.01% | New | 20,360 | $709K |
| Davis Investment Partners, LLC | 0.31% | New | 20,819 | $697K |
| Cibc World Market Inc. | 0.00% | Reduce -8.8% | 19,914 | $693K |
| Daymark Wealth Partners, LLC | 0.04% | Add +109.4% | 19,322 | $673K |
| Lincoln National Corp. | 0.01% | Add +17.5% | 18,615 | $648K |
| Regal Investment Advisors LLC | 0.04% | Reduce -25.8% | 18,533 | $645K |
| Clear Point Advisors Inc. | 0.51% | Reduce -8.9% | 17,887 | $623K |
| Avidian Wealth Enterprises, LLC | 0.03% | Add +12.5% | 17,855 | $622K |
| Trivium Point Advisory, LLC | 0.13% | New | 17,691 | $616K |
| Citadel Advisors | 0.00% | Add +78.4% | 17,421 | $607K |
| Capital Advantage, Inc. | 0.12% | New | 17,346 | $596K |
| Cornerstone Wealth Management, LLC | 0.05% | Add +53.0% | 17,121 | $596K |
| Nations Financial Group Inc, /Ia/ | 0.05% | Add +64.2% | 16,950 | $590K |
| Snowden Capital Advisors LLC | 0.02% | Add +12.2% | 16,904 | $589K |
| Coppell Advisory Solutions Corp. | 0.11% | — | 16,506 | $575K |
| WCG Wealth Advisors LLC | 0.05% | Add +30.4% | 16,406 | $571K |
| KPP Advisory Services LLC | 0.15% | New | 16,147 | $562K |
| Lion Street Advisors, LLC | 0.23% | No change | 16,949 | $555K |
| Global Assets Advisory, LLC | 0.33% | Add +0.2% | 15,914 | $550K |
| B. Riley Wealth Advisors, Inc. | 0.01% | Reduce -43.2% | 19,338 | $546K |
| GeoWealth Management, LLC | 0.02% | New | 15,534 | $541K |
| Kingswood Wealth Advisors, LLC | 0.06% | New | 15,407 | $536K |
| Tyler-Stone Wealth Management | 0.24% | Add +10.4% | 15,358 | $535K |
| Federation des caisses Desjardins du Quebec | 0.00% | New | 15,261 | $531K |
| VitalStone Financial, LLC | 0.39% | Add +1148.7% | 14,759 | $514K |
| Quantum Private Wealth, LLC | 0.19% | Add +42.9% | 14,739 | $513K |
| Collaborative Wealth Managment Inc. | 0.25% | New | 14,490 | $505K |
| Key Client Fiduciary Advisors, LLC | 0.26% | Add +27.5% | 14,228 | $495K |
| Qube Research & Technologies Ltd | 0.00% | Add +32.1% | 13,824 | $481K |
| Allworth Financial LP | 0.00% | Add +18.1% | 13,539 | $471K |
| CreativeOne Wealth, LLC | 0.02% | New | 13,539 | $471K |
| L.M. Kohn & Company | 0.13% | New | 12,916 | $450K |
| Cary Street Partners Investment Advisory LLC | 0.02% | Add +21.6% | 12,885 | $449K |
| Southland Equity Partners LLC | 0.12% | Add +23.9% | 12,719 | $443K |
| Old Port Advisors | 0.13% | Reduce -13.2% | 12,625 | $440K |
| Farther Finance Advisors, LLC | 0.03% | Add +2.7% | 12,702 | $439K |
| Stonebridge Financial Planning Group, LLC | 0.22% | Add +36.6% | 12,129 | $422K |
| U.S. Capital Wealth Advisors, LLC | 0.02% | Add +15.8% | 11,833 | $412K |
| Level Four Advisory Services, LLC | 0.02% | No change | 12,410 | $407K |
| Objective Capital Management, LLC | 0.27% | Add +0.2% | 11,664 | $406K |
| Independent Wealth Network Inc. | 0.19% | New | 11,623 | $405K |
| Smith, Moore & Co. | 0.04% | New | 11,465 | $399K |
| Cottonwood Capital Advisors, LLC | 0.31% | Add +5.4% | 11,955 | $392K |
| Accordant Advisory Group Inc | 0.29% | — | 11,137 | $388K |
| SeaCrest Wealth Management, LLC | 0.05% | New | 11,109 | $387K |
| Beacon Pointe Advisors, LLC | 0.00% | New | 10,811 | $376K |
| Econ Financial Services Corp | 0.23% | New | 10,705 | $373K |
| Barrett & Company, Inc. | 0.18% | Add +18.4% | 10,651 | $371K |
| Virtue Capital Management, LLC | 0.07% | Add +0.4% | 11,124 | $370K |
| Quad-Cities Investment Group, LLC | 0.21% | Add +29.2% | 10,557 | $368K |
| Krilogy Financial LLC | 0.03% | New | 10,410 | $362K |
| Tidemark, LLC | 0.20% | Add +70.8% | 10,301 | $359K |
| TFB Advisors LLC | 0.13% | Reduce -4.6% | 10,663 | $350K |
| Independent Advisor Alliance | 0.01% | Add +18.1% | 9,701 | $338K |
| FinTrust Capital Advisors, LLC | 0.06% | New | 9,594 | $334K |
| Ethos Financial Group, LLC | 0.06% | New | 2,239 | $334K |
| Cerity Partners LLC | 0.00% | No change | 9,137 | $318K |
| Bank of New York Mellon Corp | 0.00% | New | 8,627 | $300K |
| Founders Financial Securities LLC | 0.03% | New | 8,155 | $284K |
| Pitti Group Wealth Management, LLC | 0.32% | Add +6.6% | 8,430 | $283K |
| Capasso Planning Partners LLC | 0.12% | New | 8,061 | $281K |
| Capital Investment Advisors, LLC | 0.01% | New | 7,751 | $270K |
| Susquehanna International Group, LLP | 0.00% | Reduce -63.9% | 7,639 | $266K |
| Stephens Inc. | 0.00% | New | 7,623 | $265K |
| Chiron Capital Management, LLC | 0.24% | Reduce -83.1% | 7,547 | $263K |
| Accel Wealth Management | 0.11% | Add +8.9% | 7,389 | $257K |
| Clarity Capital Partners LLC | 0.17% | New | 7,344 | $256K |
| Clark Capital Management Group, Inc. | 0.00% | New | 7,267 | $253K |
| Great Valley Advisor Group, Inc. | 0.01% | New | 7,024 | $245K |
| Capital Analysts, LLC | 0.01% | Reduce -25.8% | 6,930 | $241K |
| Axxcess Wealth Management, LLC | 0.01% | New | 6,611 | $230K |
| Private Client Services, LLC | 0.15% | New | 6,503 | $226K |
| Eudaimonia Partners, LLC | 0.05% | New | 6,502 | $226K |
| Grant/GrossMendelsohn, LLC | 0.10% | New | 6,367 | $218K |
| Waterfront Wealth Inc. | 0.06% | Reduce -1.7% | 6,425 | $214K |
| Mattern Wealth Management LLC | 0.05% | Reduce -17.2% | 6,111 | $213K |
| Prosperity Wealth Management, Inc. | 0.10% | New | 6,085 | $212K |
| Salem Investment Counselors Inc. | 0.01% | No change | 5,805 | $202K |
| Creekmur Asset Management LLC | 0.07% | Reduce -3.8% | 5,635 | $196K |
| TD Capital Management LLC | 0.02% | Add +151.2% | 5,089 | $177K |
| DHJJ Financial Advisors, Ltd. | 0.08% | Reduce -12.7% | 5,016 | $175K |
| Raleigh Capital Management Inc. | 0.07% | New | 4,546 | $158K |
| Larson Financial Group LLC | 0.01% | No change | 3,925 | $137K |
| Montag A & Associates Inc. | 0.01% | New | 3,684 | $128K |
| Icon Wealth Advisors, LLC | 0.01% | Add +0.1% | 3,373 | $117K |
| AdvisorNet Financial, Inc | 0.01% | New | 2,704 | $94K |
| Pinnacle Bancorp, Inc. | 0.03% | Add +58.7% | 2,568 | $89K |
| Gilliland Jeter Wealth Management LLC | 0.03% | New | 2,563 | $89K |
| Anfield Capital Management, LLC | 0.04% | New | 2,500 | $87K |
| Cwm, LLC | 0.00% | Reduce -25.6% | 2,419 | $84K |
| Assetmark, Inc. | 0.00% | New | 2,308 | $80K |
| PNC Financial Services Group, Inc. | 0.00% | New | 2,200 | $77K |
| Signaturefd, LLC | 0.00% | New | 1,682 | $59K |
| O'shaughnessy Asset Management, LLC | 0.00% | New | 1,545 | $54K |
| Harbor Investment Advisory, LLC | 0.00% | Add +19.6% | 1,160 | $40K |
| FMR LLC | 0.00% | Add +317.6% | 1,115 | $39K |
| EverSource Wealth Advisors, LLC | 0.00% | New | 1,042 | $34K |
| Van Eck Associates Corp. | 0.00% | New | 963 | $34K |
| Key Financial Inc | 0.01% | No change | 924 | $32K |
| Benjamin Edwards Inc. | 0.01% | New | 925 | $32K |
| Sawyer & Company, Inc | 0.01% | No change | 848 | $30K |
| Spire Wealth Management | 0.00% | Reduce -99.0% | 724 | $25K |
| Eagle Bay Advisors LLC | 0.01% | New | 642 | $22K |
| Geneos Wealth Management Inc. | 0.00% | Add +193.7% | 514 | $18K |
| Sound Income Strategies, LLC | 0.00% | New | 500 | $17K |
| North Star Investment Management Corp. | 0.00% | New | 472 | $16K |
| Investors Research Corp | 0.00% | New | 432 | $15K |
| Kozak & Associates, Inc. | 0.00% | New | 417 | $14K |
| Sandy Spring Bank | 0.00% | No change | 400 | $14K |
| PFG Private Wealth Management, LLC | 0.01% | No change | 394 | $14K |
| Householder Group Estate & Retirement Specialist, LLC | 0.00% | Add +9.0% | 364 | $13K |
| Main Street Group, LTD | 0.00% | Add +0.8% | 255 | $9K |
| M&R Capital Management Inc. | 0.00% | No change | 215 | $7K |
| Castleview Partners, LLC | 0.00% | New | 157 | $5K |
| IAG Wealth Partners, LLC | 0.00% | New | 150 | $5K |
| Rothschild Investment LLC | 0.00% | New | 150 | $5K |
| Aspire Private Capital, LLC | 0.00% | New | 95 | $3K |
| Financial Gravity Asset Management, Inc. | 0.00% | No change | 100 | $3K |
| Farmers & Merchants Investments Inc. | 0.00% | Reduce -72.2% | 83 | $3K |
| REAP Financial Group, LLC | 0.00% | Reduce -46.4% | 45 | $2K |
| Atticus Wealth Management, LLC | 0.00% | No change | 29 | $1K |
| Blue Trust, Inc. | 0.00% | New | 29 | $1K |
| Coston, McIsaac & Partners | 0.00% | New | 13 | $0 |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.