First Trust Smid Cap RisingSDVYETF
13F holders, Q2 2024 (June 30)340holders +34
54new positions
22sold out
2famous investors
$33.35avg. 13F price*
At the end of Q2 2024, 340 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings, up 34 from Q1 2024. 54 opened new positions and 22 sold out. The largest holders were LPL Financial LLC ($512.7M), Morgan Stanley ($415.8M) and Wells Fargo & Company ($300.0M). 2 famous investors held it, including Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024 → Q2 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 54 | $125.2M |
| Exits | 22 | $27.7M |
All 13F filers, Q1 2024 → Q2 2024: 21,904,957 shares bought and 1,693,205 shares sold, net +20,211,752 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 340 holders
| LPL Financial LLC | 0.26% | Add +15.9% | 15,358,397 | $512.7M |
| Morgan Stanley | 0.03% | Add +19.2% | 12,457,385 | $415.8M |
| Wells Fargo & Company | 0.08% | Add +22.1% | 8,987,739 | $300.0M |
| Bank of America Corp. | 0.02% | Add +30.8% | 4,895,662 | $163.4M |
| UBS Group AG | 0.05% | Add +21.4% | 4,662,418 | $155.6M |
| Raymond James & Associates | 0.08% | Add +7.8% | 3,565,684 | $119.0M |
| Raymond James Financial Services Advisors, Inc. | 0.16% | Add +34.4% | 3,266,343 | $109.0M |
| Royal Bank of Canada | 0.02% | Add +6.7% | 3,065,440 | $102.3M |
| Capital Investment Advisors, LLC | 2.27% | Add +38705.4% | 3,007,808 | $100.4M |
| LVZ, Inc. | 12.36% | Add +0.8% | 2,716,224 | $90.7M |
| Truist Financial Corp. | 0.13% | Reduce -0.5% | 2,456,430 | $82.0M |
| Cetera Investment Advisers | 0.19% | Add +31.6% | 2,421,412 | $80.8M |
| Stifel Financial Corp. | 0.08% | Add +2.2% | 2,137,452 | $71.3M |
| Envestnet Asset Management Inc. | 0.02% | Add +13.9% | 2,021,868 | $67.5M |
| Osaic Holdings, Inc. | 0.15% | Add +10.1% | 1,948,606 | $65.1M |
| Commonwealth Equity Services, LLC | 0.10% | Add +8.9% | 1,933,917 | $64.6M |
| Cambridge Investment Research Advisors, Inc. | 0.20% | Add +14.8% | 1,608,245 | $53.7M |
| Blair William & Co. | 0.11% | Add +6.1% | 1,025,265 | $34.2M |
| HighTower Advisors, LLC | 0.05% | Add +53.7% | 1,019,848 | $34.0M |
| MML Investors Services, LLC | 0.14% | Add +20.8% | 1,009,592 | $33.7M |
| Smith Chas P & Associates Pa Cpas | 1.92% | New | 971,517 | $32.4M |
| GUNN & Co INVESTMENT MANAGEMENT, INC. | 1.92% | New | 971,517 | $32.4M |
| Private Advisor Group, LLC | 0.21% | Add +10.0% | 934,561 | $31.2M |
| Kestra Advisory Services, LLC | 0.16% | Add +14.3% | 873,142 | $29.1M |
| Baird Financial Group, Inc. | 0.06% | Add +12.6% | 804,696 | $26.9M |
| Northwestern Mutual Wealth Management Co. | 0.03% | Add +18.2% | 799,907 | $26.7M |
| Horizon Advisory Services, Inc. | 12.50% | Reduce -3.4% | 782,244 | $26.1M |
| Park National Corp. | 0.80% | New | 645,600 | $21.6M |
| Steward Partners Investment Advisory, LLC | 0.22% | Reduce -9.2% | 617,931 | $20.6M |
| StoneX Group Inc. | 1.60% | Add +241.8% | 601,133 | $20.1M |
| Integrated Wealth Concepts LLC | 0.25% | Add +70.8% | 553,136 | $18.5M |
| Prospera Financial Services Inc | 0.51% | Reduce -17.3% | 547,146 | $18.3M |
| Avantax Advisory Services, Inc. | 0.13% | Add +55.0% | 534,373 | $17.8M |
| Wealth Enhancement Advisory Services, LLC | 0.04% | Add +2.9% | 533,685 | $17.8M |
| Kestra Private Wealth Services, LLC | 0.33% | Reduce -1.2% | 492,149 | $16.4M |
| Good Life Advisors, LLC | 1.29% | Add +1.1% | 468,183 | $15.6M |
| Atria Investments, Inc | 0.19% | Add +84.7% | 430,025 | $14.4M |
| Sigma Planning Corp | 0.44% | Add +81.8% | 416,222 | $13.9M |
| D.A. Davidson & Co. | 0.12% | Add +24.7% | 415,576 | $13.9M |
| Advantage Trust Co | 9.79% | Add +9.2% | 408,336 | $13.6M |
| Pine Valley Investments Ltd Liability Co | 0.95% | Reduce -0.8% | 383,970 | $12.8M |
| Sanchez Wealth Management Group | 4.15% | Add +2.3% | 383,942 | $12.8M |
| Western Wealth Management, LLC | 0.90% | Add +6.3% | 365,317 | $12.2M |
| Harbour Investments, Inc. | 0.39% | Add +7.9% | 345,910 | $11.5M |
| Wagner Wealth Management, LLC | 3.45% | Add +4.9% | 345,901 | $11.5M |
| GDS Wealth Management | 1.25% | New | 341,506 | $11.4M |
| Rockefeller Capital Management L.P. | 0.03% | Add +86.5% | 341,398 | $11.4M |
| Janney Montgomery Scott LLC | 0.03% | Add +23.4% | 332,917 | $11.1M |
| TMD Wealth Management, LLC | 2.40% | Add +52.8% | 327,483 | $10.9M |
| Visionary Wealth Advisors | 0.67% | Add +4.3% | 309,150 | $10.3M |
| Independent Financial Group, LLC | 0.40% | Add +0.1% | 301,321 | $10.1M |
| TrueWealth Advisors, LLC | 3.68% | Add +23.4% | 298,069 | $9.9M |
| Ergawealth Advisors, Inc. | 5.36% | Add +0.1% | 295,133 | $9.9M |
| Presidio Capital Management, LLC | 6.79% | Reduce -2.6% | 290,826 | $9.7M |
| Sanctuary Advisors, LLC | 0.07% | — | 278,671 | $9.3M |
| Aft, Forsyth & Sober, LLC | 2.86% | Add +0.1% | 250,300 | $8.4M |
| First Heartland Consultants, Inc. | 0.80% | Reduce -9.0% | 240,805 | $8.0M |
| Mach-1 Financial Group, LLC | 5.43% | Add +5.2% | 230,607 | $7.7M |
| TAP Consulting, LLC | 1.56% | Add +26.1% | 221,235 | $7.4M |
| Hobart Private Capital, LLC | 2.03% | Add +24.3% | 213,774 | $7.1M |
| Astor Investment Management LLC | 3.28% | Reduce -13.5% | 213,770 | $7.1M |
| Mariner, LLC | 0.01% | Reduce -6.4% | 202,261 | $6.8M |
| RFG Advisory, LLC | 0.22% | Add +121.9% | 200,725 | $6.7M |
| Crumly & Associates Inc. | 1.91% | Add +6.8% | 199,013 | $6.6M |
| IHT Wealth Management, LLC | 0.24% | Add +12.7% | 194,205 | $6.5M |
| Concourse Financial Group Securities, Inc. | 0.40% | Reduce -5.0% | 189,172 | $6.3M |
| J.W. Cole Advisors, Inc. | 0.29% | Add +24.9% | 185,334 | $6.2M |
| Gallagher Fiduciary Advisors, LLC | 1.36% | Add +0.2% | 182,208 | $6.1M |
| Aprio Wealth Management, LLC | 1.11% | Add +0.7% | 182,067 | $6.1M |
| Wintrust Investments LLC | 0.49% | Add +1.9% | 179,530 | $6.0M |
| Benjamin F. Edwards & Company, Inc. | 0.10% | Reduce -7.6% | 176,524 | $5.9M |
| PSI Advisors, LLC | 1.80% | Add +19.4% | 170,238 | $5.7M |
| Equitable Holdings, Inc. | 0.06% | Add +16.8% | 167,689 | $5.6M |
| RiverTree Advisors, LLC | 3.81% | Reduce -5.9% | 167,205 | $5.6M |
| AIFG Consultants Ltd. | 4.12% | Reduce -10.0% | 166,130 | $5.5M |
| Arvest Investments, Inc. | 0.88% | Add +0.6% | 165,190 | $5.5M |
| Daymark Wealth Partners, LLC | 0.25% | Add +743.9% | 163,058 | $5.4M |
| First Horizon Advisors, Inc. | 0.17% | New | 162,666 | $5.4M |
| Stratos Wealth Partners, LTD. | 0.09% | Add +12.1% | 161,963 | $5.4M |
| Elevated Capital Advisors, LLC | 1.46% | Reduce -7.0% | 155,419 | $5.2M |
| NewEdge Advisors, LLC | 0.04% | Add +46.5% | 154,940 | $5.2M |
| Triumph Capital Management | 2.00% | Add +389.3% | 153,153 | $5.1M |
| Goldman Sachs Group Inc. | 0.00% | Add +134.3% | 150,361 | $5.0M |
| N.E.W. Advisory Services LLC | 0.51% | Add +12.1% | 141,216 | $4.7M |
| Ascentis Independent Advisors | 0.98% | — | 140,796 | $4.7M |
| Wealthcare Advisory Partners LLC | 0.14% | Add +1.6% | 138,281 | $4.6M |
| JPMorgan Chase & Co. | 0.00% | Reduce -13.5% | 123,345 | $4.1M |
| Darwin Wealth Management, LLC | 2.00% | Reduce -5.8% | 120,906 | $4.0M |
| Redhawk Wealth Advisors, Inc. | 0.61% | Reduce -3.7% | 118,906 | $4.0M |
| Oppenheimer & Co. Inc. | 0.06% | Add +74.9% | 114,438 | $3.8M |
| Per Stirling Capital Management, LLC. | 0.61% | Reduce -41.8% | 113,481 | $3.8M |
| Financial Advocates Investment Management | 0.23% | Add +4.0% | 111,983 | $3.7M |
| Synovus Financial Corp. | 0.05% | Add +5.6% | 111,406 | $3.7M |
| Owen LaRue, LLC | 2.28% | Add +7.0% | 110,229 | $3.7M |
| GPS Wealth Strategies Group, LLC | 0.55% | Add +6.1% | 109,316 | $3.6M |
| World Equity Group, Inc. | 1.08% | Add +0.4% | 108,498 | $3.6M |
| FSB Premier Wealth Management, Inc. | 1.60% | Reduce -14.2% | 106,158 | $3.5M |
| Naviter Wealth, LLC | 0.53% | Add +2.8% | 105,865 | $3.5M |
| Concorde Asset Management, LLC | 2.15% | Reduce -38.4% | 104,563 | $3.5M |
| Atria Wealth Solutions, Inc. | 0.04% | Add +12.1% | 94,822 | $3.2M |
| CX Institutional | 0.15% | Reduce -2.9% | 94,193 | $3.1M |
| Prostatis Group LLC | 1.03% | Add +14.5% | 86,735 | $2.9M |
| Stratos Wealth Advisors, LLC | 0.14% | Reduce -4.4% | 87,351 | $2.9M |
| Maia Wealth LLC | 0.87% | — | 82,383 | $2.9M |
| Flagstar Securities, Inc. | 0.74% | Add +8.8% | 80,826 | $2.7M |
| Cherry Creek Investment Advisors, Inc. | 1.38% | Add +0.8% | 79,340 | $2.6M |
| Quantum Portfolio Management LLC | 1.48% | Reduce -1.4% | 77,467 | $2.6M |
| Spire Wealth Management | 0.09% | Add +10433.7% | 76,264 | $2.5M |
| Secured Retirement Advisors, LLC | 1.96% | Reduce -1.1% | 75,371 | $2.5M |
| POM Investment Strategies, LLC | 1.97% | Reduce -5.4% | 73,639 | $2.5M |
| Comerica Bank | 0.01% | Add +12.5% | 73,625 | $2.5M |
| Titleist Asset Management, LLC | 0.37% | Add +47.2% | 73,386 | $2.4M |
| Secure Asset Management, LLC | 0.45% | Add +128.7% | 70,496 | $2.4M |
| Arkadios Wealth Advisors | 0.16% | Add +2.6% | 70,389 | $2.3M |
| Formidable Asset Management, LLC | 0.38% | Add +49.2% | 69,522 | $2.3M |
| MAI Capital Management | 0.02% | Add +10.8% | 69,271 | $2.3M |
| Concurrent Investment Advisors, LLC | 0.08% | Add +0.8% | 69,103 | $2.3M |
| B. Riley Wealth Advisors, Inc. | 0.06% | Add +252.0% | 68,064 | $2.3M |
| Cozad Asset Management Inc. | 0.23% | Add +6.5% | 67,983 | $2.3M |
| Gladstone Institutional Advisory LLC | 0.12% | Add +23.1% | 67,969 | $2.3M |
| Nations Financial Group Inc, /Ia/ | 0.19% | Add +300.8% | 67,933 | $2.3M |
| Renaissance Technologies | 0.00% | Add +11.3% | 67,000 | $2.2M |
| Kingsview Wealth Management, LLC | 0.05% | Add +7.9% | 66,619 | $2.2M |
| Foundations Investment Advisors, LLC | 0.05% | Reduce -4.6% | 66,146 | $2.2M |
| Apollon Wealth Management, LLC | 0.07% | Add +9.7% | 64,616 | $2.2M |
| Raymond James Trust N.A. | 0.05% | Add +2.2% | 63,415 | $2.1M |
| Harvest Investment Services, LLC | 0.84% | Reduce -1.8% | 63,253 | $2.1M |
| BlueChip Wealth Advisors LLC | 1.24% | Add +7.9% | 63,217 | $2.1M |
| Trueblood Wealth Management, LLC | 1.17% | Add +3.9% | 62,224 | $2.1M |
| Summit Wealth Partners, LLC | 0.43% | Add +50.6% | 61,919 | $2.1M |
| Clarity Capital Partners LLC | 1.23% | Add +721.0% | 60,295 | $2.0M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Add +11.2% | 60,051 | $2.0M |
| Ameritas Advisory Services, LLC | 0.08% | Add +138.3% | 59,920 | $2.0M |
| Altus Wealth Group LLC | 1.00% | Reduce -1.6% | 59,590 | $2.0M |
| IFG Advisory, LLC | 0.13% | Add +12.4% | 58,817 | $2.0M |
| US Bancorp \de | 0.00% | Reduce -15.7% | 58,615 | $2.0M |
| DHK Financial Advisors, Inc. | 1.36% | No change | 58,376 | $1.9M |
| Atlas Wealth LLC | 0.34% | Add +20.8% | 58,691 | $1.9M |
| Continuum Advisory, LLC | 0.28% | Add +13.0% | 58,075 | $1.9M |
| Team Financial Group, LLC | 1.24% | Add +141.7% | 57,915 | $1.9M |
| Wedbush Securities Inc. | 0.07% | Add +22.4% | 57,580 | $1.9M |
| Capital Investment Advisory Services, LLC | 0.20% | Reduce -37.4% | 57,237 | $1.9M |
| Cedrus LLC | 0.94% | Reduce -27.3% | 56,077 | $1.9M |
| Meitav Investment House Ltd. | 0.03% | No change | 55,716 | $1.9M |
| San Luis Wealth Advisors LLC | 0.44% | Reduce -3.4% | 54,743 | $1.8M |
| IFP Advisors, Inc | 0.07% | Reduce -3.8% | 52,048 | $1.7M |
| Rehmann Capital Advisory Group | 0.12% | New | 51,476 | $1.7M |
| Southland Equity Partners LLC | 0.49% | Add +300.2% | 50,898 | $1.7M |
| Moors & Cabot, Inc. | 0.09% | Add +3.9% | 50,814 | $1.7M |
| Mutual Advisors, LLC | 0.05% | Reduce -2.8% | 45,692 | $1.7M |
| Purus Wealth Management, LLC | 0.72% | Add +0.3% | 48,810 | $1.6M |
| Orion Porfolio Solutions, LLC | 0.02% | Add +138.4% | 48,537 | $1.6M |
| Orion Portfolio Solutions, LLC | 0.02% | Add +138.4% | 48,537 | $1.6M |
| Hilltop Holdings Inc. | 0.19% | Reduce -24.3% | 48,008 | $1.6M |
| Keel Point, LLC | 0.14% | New | 46,441 | $1.6M |
| Bright Financial Advisors, Inc. | 1.12% | Add +65.7% | 47,394 | $1.6M |
| PCG Wealth Advisors, LLC | 0.68% | Add +9.4% | 46,927 | $1.6M |
| Principal Securities, Inc. | 0.04% | Add +46.4% | 46,921 | $1.6M |
| AE Wealth Management LLC | 0.01% | Add +9.1% | 45,052 | $1.5M |
| Root Financial Partners, LLC | 0.35% | Add +0.7% | 45,035 | $1.5M |
| Legacy Capital Group California, Inc. | 0.54% | Reduce -2.1% | 44,882 | $1.5M |
| Main Street Financial Solutions, LLC | 0.14% | Add +7.0% | 44,736 | $1.5M |
| Silver Oak Securities, Incorporated | 0.22% | Add +7.8% | 44,227 | $1.5M |
| Ashton Thomas Private Wealth, LLC | 0.08% | Add +1.0% | 42,967 | $1.4M |
| MinichMacGregor Wealth Management, LLC | 0.34% | Reduce -0.0% | 42,327 | $1.4M |
| Laidlaw Wealth Management LLC | 0.77% | Add +0.4% | 41,920 | $1.4M |
| Aptus Capital Advisors, LLC | 0.03% | New | 41,485 | $1.4M |
| Koshinski Asset Management, Inc. | 0.13% | Add +3.8% | 41,722 | $1.4M |
| Guardian Wealth Advisors, LLC / NC | 0.16% | New | 40,000 | $1.3M |
| Marshall Financial Group, LLC | 0.37% | Add +7.1% | 39,248 | $1.3M |
| Qube Research & Technologies Ltd | 0.00% | Add +168.3% | 37,097 | $1.2M |
| Cresset Asset Management, LLC | 0.01% | Add +22.5% | 36,861 | $1.2M |
| Level Four Advisory Services, LLC | 0.06% | Add +194.2% | 36,511 | $1.2M |
| Thrivent Financial for Lutherans | 0.00% | Add +1.2% | 36,085 | $1.2M |
| Stonebridge Financial Planning Group, LLC | 0.61% | Add +197.5% | 36,087 | $1.2M |
| Lanark Financial, Inc. | 0.11% | Add +16.7% | 35,477 | $1.2M |
| International Assets Investment Management, LLC | 0.10% | Add +7.5% | 32,622 | $1.1M |
| SignalPoint Asset Management, LLC | 0.29% | Reduce -62.7% | 32,369 | $1.1M |
| Money Concepts Capital Corp. | 0.09% | Add +32.7% | 32,124 | $1.1M |
| Davis Investment Partners, LLC | 0.43% | Add +44.9% | 30,173 | $1.0M |
| tru Independence LLC | 0.31% | Add +6.7% | 30,978 | $1.0M |
| Belpointe Asset Management LLC | 0.07% | New | 30,462 | $1.0M |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.32% | New | 30,191 | $1.0M |
| KOM Wealth Management Group, LLC | 0.91% | Add +4.7% | 29,241 | $976K |
| OneDigital Investment Advisors LLC | 0.01% | Reduce -7.9% | 28,614 | $955K |
| ORBA Wealth Advisors, L.L.C. | 0.49% | Add +0.2% | 28,476 | $951K |
| Creative Financial Designs Inc. | 0.08% | Reduce -6.1% | 27,929 | $932K |
| Arkos Global Advisors | 0.15% | Add +5.8% | 27,848 | $930K |
| Citadel Advisors | 0.00% | Add +59.3% | 27,755 | $926K |
| Walkner Condon Financial Advisors LLC | 0.20% | Add +11.2% | 27,423 | $915K |
| World Investment Advisors | 0.06% | Add +5.8% | 27,052 | $903K |
| Trivium Point Advisory, LLC | 0.13% | Add +50.9% | 26,697 | $891K |
| Global Retirement Partners, LLC | 0.03% | Add +28.1% | 26,157 | $873K |
| Avior Wealth Management, LLC | 0.04% | Add +0.5% | 25,354 | $846K |
| Trexquant Investment LP | 0.01% | New | 25,196 | $841K |
| Coppell Advisory Solutions LLC | 0.14% | — | 24,534 | $819K |
| Stegent Equity Advisors, Inc. | 0.85% | New | 24,364 | $813K |
| Investment Partners, LTD. | 0.36% | Add +12.3% | 23,882 | $797K |
| DAVENPORT & Co LLC | 0.01% | Add +10.2% | 23,795 | $794K |
| Flagship Harbor Advisors, LLC | 0.05% | New | 23,728 | $792K |
| Mgo One Seven LLC | 0.04% | Reduce -15.2% | 23,260 | $776K |
| Private Trust Co. NA | 0.08% | Reduce -1.2% | 22,998 | $768K |
| Capital Advantage, Inc. | 0.15% | Add +32.6% | 23,001 | $755K |
| ICA Group Wealth Management, LLC | 0.44% | Reduce -77.4% | 21,894 | $731K |
| Barometer Capital Management Inc. | 0.28% | Reduce -7.2% | 21,800 | $728K |
| SFG Wealth Management, LLC. | 0.41% | Add +0.4% | 21,780 | $727K |
| WCG Wealth Advisors LLC | 0.05% | Add +29.7% | 21,277 | $710K |
| Advisory Services Network, LLC | 0.01% | Add +1.3% | 21,130 | $705K |
| Leo Wealth, LLC | 0.07% | Reduce -66.0% | 20,399 | $674K |
| Key Client Fiduciary Advisors, LLC | 0.34% | Add +41.6% | 20,152 | $673K |
| KPP Advisory Services LLC | 0.18% | Add +22.5% | 19,781 | $660K |
| Lion Street Advisors, LLC | 0.24% | Add +14.9% | 19,475 | $650K |
| Peak Planning Group, LLC | 0.31% | New | 18,622 | $622K |
| Convergence Financial, LLC | 0.16% | New | 18,527 | $618K |
| FinTrust Capital Advisors, LLC | 0.11% | Add +90.5% | 18,278 | $610K |
| Clear Point Advisors Inc. | 0.49% | Add +0.0% | 17,893 | $597K |
| KMG Fiduciary Partners, LLC | 0.06% | New | 17,799 | $594K |
| Gateway Wealth Partners, LLC | 0.18% | New | 17,482 | $584K |
| Commonwealth Financial Services, LLC | 0.12% | New | 17,768 | $583K |
| VitalStone Financial, LLC | 0.42% | Add +16.4% | 17,185 | $574K |
| Kingswood Wealth Advisors, LLC | 0.05% | Add +9.6% | 16,883 | $564K |
| GeoWealth Management, LLC | 0.02% | Add +7.7% | 16,728 | $558K |
| Regal Investment Advisors LLC | 0.04% | Reduce -10.2% | 16,652 | $556K |
| Cornerstone Wealth Management, LLC | 0.04% | Reduce -2.8% | 16,635 | $555K |
| Meridian Wealth Management, LLC | 0.07% | New | 16,262 | $543K |
| Cottage Street Advisors LLC | 0.32% | New | 16,054 | $536K |
| Snowden Capital Advisors LLC | 0.02% | Reduce -6.5% | 15,804 | $528K |
| Federation des caisses Desjardins du Quebec | 0.00% | Add +3.0% | 15,722 | $525K |
| Tyler-Stone Wealth Management | 0.22% | Add +2.2% | 15,694 | $524K |
| Capital Analysts, LLC | 0.02% | Add +126.1% | 15,669 | $523K |
| Collaborative Wealth Managment Inc. | 0.25% | Add +5.8% | 15,336 | $512K |
| Independent Wealth Network Inc. | 0.23% | Add +28.7% | 14,964 | $499K |
| Stephens Inc. | 0.01% | Add +93.8% | 14,774 | $493K |
| Avidian Wealth Enterprises, LLC | 0.02% | Reduce -17.3% | 14,759 | $493K |
| CreativeOne Wealth, LLC | 0.02% | Add +7.6% | 14,566 | $486K |
| Legacy Capital Wealth Partners, LLC | 0.12% | New | 14,427 | $482K |
| Beacon Financial Advisory LLC | 0.18% | New | 14,377 | $480K |
| Milestone Asset Management, LLC | 0.12% | New | 14,040 | $469K |
| Quantum Private Wealth, LLC | 0.17% | Reduce -4.9% | 14,019 | $468K |
| Cary Street Partners Investment Advisory LLC | 0.02% | Add +8.5% | 13,985 | $467K |
| Virtue Capital Management, LLC | 0.08% | Add +15.8% | 12,876 | $460K |
| Insigneo Advisory Services, LLC | 0.05% | New | 13,826 | $459K |
| Susquehanna International Group, LLP | 0.00% | Add +76.7% | 13,501 | $451K |
| Smith, Moore & Co. | 0.05% | Add +16.8% | 13,395 | $447K |
| Cibc World Market Inc. | 0.00% | Reduce -33.8% | 13,183 | $440K |
| Old Port Advisors | 0.13% | Add +1.9% | 12,865 | $429K |
| Pillar Wealth Advisors, LLC | 0.51% | New | 12,614 | $421K |
| DHJJ Financial Advisors, Ltd. | 0.17% | Add +145.2% | 12,297 | $410K |
| Founders Financial Securities LLC | 0.04% | Add +49.1% | 12,163 | $406K |
| Scotia Capital Inc. | 0.00% | New | 12,121 | $405K |
| Pinnacle Associates Ltd. | 0.01% | New | 12,025 | $401K |
| Barrett & Company, Inc. | 0.18% | Add +11.7% | 11,901 | $397K |
| U.S. Capital Wealth Advisors, LLC | 0.02% | No change | 11,833 | $395K |
| Ethos Financial Group, LLC | 0.07% | Add +427.7% | 11,816 | $394K |
| SeaCrest Wealth Management, LLC | 0.04% | Add +5.2% | 11,684 | $390K |
| Bank of New York Mellon Corp | 0.00% | Add +33.8% | 11,546 | $385K |
| Cottonwood Capital Advisors, LLC | 0.30% | Reduce -2.0% | 11,718 | $384K |
| Econ Financial Services Corp | 0.23% | Add +2.7% | 10,992 | $367K |
| Allworth Financial LP | 0.00% | Reduce -25.2% | 10,130 | $357K |
| TFB Advisors LLC | 0.12% | Reduce -0.4% | 10,623 | $355K |
| Quad-Cities Investment Group, LLC | 0.20% | Add +0.5% | 10,605 | $354K |
| Krilogy Financial LLC | 0.03% | Add +0.0% | 10,411 | $348K |
| JT Stratford LLC | 0.06% | New | 10,053 | $336K |
| Farther Finance Advisors, LLC | 0.02% | Reduce -23.6% | 9,700 | $320K |
| Second Half Financial Partners, LLC | 0.25% | New | 9,375 | $313K |
| Grant/GrossMendelsohn, LLC | 0.14% | Add +43.5% | 9,137 | $305K |
| Fifth Third Bancorp | 0.00% | New | 8,937 | $298K |
| Prosperity Wealth Management, Inc. | 0.15% | Add +45.9% | 8,878 | $296K |
| Albion Financial Group | 0.02% | New | 8,250 | $275K |
| Accel Wealth Management | 0.11% | Add +9.1% | 8,061 | $269K |
| Capasso Planning Partners LLC | 0.09% | No change | 8,061 | $269K |
| Barry Investment Advisors, LLC | 0.09% | New | 7,925 | $266K |
| Pitti Group Wealth Management, LLC | 0.28% | Reduce -6.2% | 7,905 | $259K |
| Kovack Advisors, Inc. | 0.03% | New | 7,717 | $258K |
| Beacon Pointe Advisors, LLC | 0.00% | Reduce -28.9% | 7,692 | $257K |
| Great Valley Advisor Group, Inc. | 0.01% | Add +8.9% | 7,647 | $255K |
| Stiles Financial Services Inc | 0.10% | New | 7,556 | $252K |
| Ellsworth Advisors, LLC | 0.07% | New | 7,426 | $248K |
| Clark Capital Management Group, Inc. | 0.00% | No change | 7,267 | $243K |
| Inscription Capital, LLC | 0.04% | New | 7,255 | $242K |
| Jacobi Capital Management LLC | 0.02% | New | 7,124 | $238K |
| Townsquare Capital LLC | 0.00% | New | 7,048 | $235K |
| Private Client Services, LLC | 0.15% | Add +6.5% | 6,929 | $231K |
| Axxcess Wealth Management, LLC | 0.01% | Reduce -1.2% | 6,532 | $218K |
| 626 Financial, LLC | 0.13% | New | 6,488 | $217K |
| Waterfront Wealth Inc. | 0.06% | No change | 6,425 | $214K |
| Calton & Associates, Inc. | 0.11% | New | 6,341 | $212K |
| Mason & Associates Inc | 0.06% | New | 6,324 | $211K |
| Ameriprise Financial Inc. | 0.00% | New | 6,152 | $205K |
| RPS Advisory Solutions LLC | 0.19% | — | 6,037 | $202K |
| Salem Investment Counselors Inc. | 0.01% | No change | 5,805 | $194K |
| Creekmur Asset Management LLC | 0.05% | Reduce -4.0% | 5,409 | $181K |
| TD Capital Management LLC | 0.02% | Reduce -3.5% | 4,910 | $164K |
| AdvisorNet Financial, Inc | 0.01% | Add +70.9% | 4,620 | $154K |
| Raleigh Capital Management Inc. | 0.06% | Reduce -0.2% | 4,536 | $151K |
| Strategic Financial Concepts, LLC | 0.08% | New | 82,415 | $141K |
| FMR LLC | 0.00% | Add +264.8% | 4,068 | $136K |
| Larson Financial Group LLC | 0.01% | No change | 3,925 | $131K |
| Geneos Wealth Management Inc. | 0.01% | Add +645.9% | 3,834 | $128K |
| Tucker Asset Management LLC | 0.03% | New | 3,785 | $126K |
| Montag A & Associates Inc. | 0.01% | No change | 3,684 | $123K |
| PNC Financial Services Group, Inc. | 0.00% | Add +63.3% | 3,592 | $120K |
| Cwm, LLC | 0.00% | Add +26.8% | 3,068 | $102K |
| Pinnacle Bancorp, Inc. | 0.03% | Add +3.5% | 2,658 | $89K |
| Anfield Capital Management, LLC | 0.04% | No change | 2,500 | $83K |
| Castleview Partners, LLC | 0.04% | Add +1197.5% | 2,037 | $68K |
| Assetmark, Inc. | 0.00% | Reduce -32.2% | 1,565 | $52K |
| Gilliland Jeter Wealth Management LLC | 0.02% | Reduce -44.5% | 1,423 | $48K |
| FWL Investment Management, LLC | 0.02% | New | 1,405 | $47K |
| Signaturefd, LLC | 0.00% | Reduce -24.7% | 1,266 | $42K |
| Accordant Advisory Group Inc | 0.04% | Reduce -89.2% | 1,200 | $40K |
| Harbor Investment Advisory, LLC | 0.00% | No change | 1,160 | $39K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 1,042 | $38K |
| Mather Group, Llc. | 0.00% | New | 1,005 | $35K |
| Van Eck Associates Corp. | 0.00% | No change | 963 | $32K |
| Benjamin Edwards Inc. | 0.01% | Add +1.2% | 936 | $31K |
| Key Financial Inc | 0.01% | No change | 924 | $31K |
| Hazlett, Burt & Watson, Inc. | 0.01% | New | 848 | $28K |
| Sawyer & Company, Inc | 0.01% | No change | 848 | $28K |
| CoreCap Advisors, LLC | 0.00% | New | 712 | $24K |
| Eagle Bay Advisors LLC | 0.01% | No change | 642 | $21K |
| Russell Investments Group, Ltd. | 0.00% | New | 572 | $19K |
| Tidemark, LLC | 0.01% | Reduce -94.5% | 563 | $19K |
| Householder Group Estate & Retirement Specialist, LLC | 0.00% | Add +38.2% | 503 | $16K |
| Liberty Wealth Management LLC | 0.00% | New | 15,759 | $16K |
| Investors Research Corp | 0.00% | No change | 432 | $14K |
| Kozak & Associates, Inc. | 0.00% | Add +0.5% | 419 | $14K |
| Sandy Spring Bank | 0.00% | No change | 400 | $13K |
| PFG Private Wealth Management, LLC | 0.01% | No change | 394 | $13K |
| Main Street Group, LTD | 0.00% | Add +0.4% | 256 | $8K |
| M&R Capital Management Inc. | 0.00% | Add +2.3% | 220 | $7K |
| TD Waterhouse Canada Inc. | 0.00% | New | 205 | $7K |
| IAG Wealth Partners, LLC | 0.00% | No change | 150 | $5K |
| Rothschild Investment LLC | 0.00% | No change | 150 | $5K |
| Financial Gravity Asset Management, Inc. | 0.00% | No change | 100 | $3K |
| Aspire Private Capital, LLC | 0.00% | No change | 95 | $3K |
| Gradient Investments LLC | 0.00% | New | 58 | $2K |
| Beacon Capital Management, LLC | 0.00% | New | 31 | $1K |
| Blue Trust, Inc. | 0.00% | No change | 29 | $1K |
| Coston, McIsaac & Partners | 0.00% | No change | 13 | $0 |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.