First Trust Smid Cap RisingSDVYETF
13F holders, Q3 2024 (September 30)404holders +64
80new positions
18sold out
2famous investors
$36.39avg. 13F price*
At the end of Q3 2024, 404 institutions reported holding First Trust Smid Cap Rising (SDVY) in their 13F filings, up 64 from Q2 2024. 80 opened new positions and 18 sold out. The largest holders were LPL Financial LLC ($654.4M), Morgan Stanley ($544.0M) and Wells Fargo & Company ($384.2M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).
- Company
- First Trust Smid Cap Rising
- CUSIP
- 33741X102
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 80 | $116.9M |
| Exits | 18 | $13.3M |
All 13F filers, Q2 2024 → Q3 2024: 25,140,993 shares bought and 2,281,590 shares sold, net +22,859,403 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 404 holders
| LPL Financial LLC | 0.29% | Add +17.1% | 17,987,114 | $654.4M |
| Morgan Stanley | 0.04% | Add +20.0% | 14,953,643 | $544.0M |
| Wells Fargo & Company | 0.09% | Add +17.5% | 10,559,597 | $384.2M |
| UBS Group AG | 0.06% | Add +29.2% | 6,022,602 | $219.1M |
| Bank of America Corp. | 0.02% | Add +17.9% | 5,771,730 | $210.0M |
| Royal Bank of Canada | 0.04% | Add +42.1% | 4,357,185 | $158.5M |
| Raymond James & Associates | 0.09% | Add +18.8% | 4,234,856 | $154.1M |
| Raymond James Financial Services Advisors, Inc. | 0.21% | Add +29.5% | 4,230,399 | $153.9M |
| Capital Investment Advisors, LLC | 2.43% | Add +7.8% | 3,242,678 | $118.0M |
| Cetera Investment Advisers | 0.25% | Add +28.9% | 3,121,943 | $113.6M |
| LVZ, Inc. | 12.61% | Reduce -0.3% | 2,709,150 | $98.6M |
| Envestnet Asset Management Inc. | 0.03% | Add +25.9% | 2,544,512 | $92.6M |
| Park National Corp. | 3.22% | Add +292.0% | 2,531,035 | $92.1M |
| Stifel Financial Corp. | 0.09% | Add +16.3% | 2,485,251 | $90.4M |
| Truist Financial Corp. | 0.14% | Reduce -0.7% | 2,439,288 | $88.7M |
| Osaic Holdings, Inc. | 0.18% | Add +11.8% | 2,178,040 | $79.3M |
| Commonwealth Equity Services, LLC | 0.12% | Add +8.2% | 2,092,088 | $76.1M |
| Cambridge Investment Research Advisors, Inc. | 0.22% | Add +12.6% | 1,810,742 | $65.9M |
| HighTower Advisors, LLC | 0.07% | Add +31.3% | 1,339,074 | $48.7M |
| MML Investors Services, LLC | 0.15% | Add +12.0% | 1,130,306 | $41.1M |
| Baird Financial Group, Inc. | 0.08% | Add +37.3% | 1,104,588 | $40.2M |
| Blair William & Co. | 0.12% | Add +6.7% | 1,094,058 | $39.8M |
| Private Advisor Group, LLC | 0.23% | Add +10.6% | 1,033,984 | $37.6M |
| Kestra Advisory Services, LLC | 0.19% | Add +10.6% | 965,710 | $35.1M |
| Northwestern Mutual Wealth Management Co. | 0.03% | Add +20.5% | 963,965 | $35.1M |
| Smith Chas P & Associates Pa Cpas | 1.96% | Reduce -1.6% | 956,344 | $34.8M |
| Steward Partners Investment Advisory, LLC | 0.30% | Add +46.6% | 905,678 | $32.9M |
| Horizon Advisory Services, Inc. | 12.79% | Reduce -1.5% | 770,788 | $28.0M |
| StoneX Group Inc. | 1.78% | Add +11.6% | 671,089 | $24.4M |
| Prospera Financial Services Inc | 0.62% | Add +21.0% | 661,829 | $24.1M |
| Avantax Advisory Services, Inc. | 0.14% | Add +8.0% | 576,862 | $21.0M |
| Sage Private Wealth Group, LLC | 16.48% | New | 575,261 | $20.9M |
| Wealth Enhancement Advisory Services, LLC | 0.04% | Add +6.2% | 566,668 | $20.6M |
| Integrated Wealth Concepts LLC | 0.25% | Add +1.0% | 558,525 | $20.3M |
| Western Wealth Management, LLC | 1.10% | Add +45.1% | 530,133 | $19.3M |
| Harbour Investments, Inc. | 0.55% | Add +44.3% | 499,106 | $18.2M |
| Janney Montgomery Scott LLC | 0.05% | Add +46.0% | 485,885 | $17.7M |
| Good Life Advisors, LLC | 1.07% | Add +2.1% | 478,097 | $17.4M |
| D.A. Davidson & Co. | 0.14% | Add +11.3% | 462,501 | $16.8M |
| Atria Investments, Inc | 0.20% | Add +4.2% | 448,080 | $16.3M |
| Sanctuary Advisors, LLC | 0.10% | Add +40.9% | 392,716 | $15.6M |
| Sigma Planning Corp | 0.47% | Add +2.0% | 424,764 | $15.5M |
| Rockefeller Capital Management L.P. | 0.04% | Add +21.2% | 413,860 | $15.1M |
| Kestra Private Wealth Services, LLC | 0.27% | Reduce -16.6% | 410,378 | $14.9M |
| Advantage Trust Co | 9.99% | Reduce -1.0% | 404,286 | $14.7M |
| GDS Wealth Management | 1.37% | Add +13.1% | 386,308 | $14.1M |
| Pine Valley Investments Ltd Liability Co | 0.97% | Add +0.3% | 385,241 | $14.0M |
| Wagner Wealth Management, LLC | 3.66% | Add +7.8% | 372,895 | $13.6M |
| NewEdge Advisors, LLC | 0.09% | Add +139.8% | 371,566 | $13.5M |
| Visionary Wealth Advisors | 0.82% | Add +19.2% | 368,564 | $13.4M |
| Sanchez Wealth Management Group | 3.90% | Reduce -8.4% | 351,750 | $12.8M |
| Mariner, LLC | 0.02% | Add +70.4% | 344,621 | $12.5M |
| NorthCoast Asset Management LLC | 0.09% | New | 340,793 | $12.4M |
| Presidio Capital Management, LLC | 7.86% | Add +16.2% | 337,825 | $12.3M |
| Independent Financial Group, LLC | 0.43% | Add +6.7% | 321,520 | $11.7M |
| First Heartland Consultants, Inc. | 1.25% | Add +33.2% | 320,792 | $11.7M |
| Ergawealth Advisors, Inc. | 5.64% | Add +5.9% | 312,527 | $11.4M |
| Ascentis Independent Advisors | 1.70% | Add +112.6% | 299,327 | $10.9M |
| TrueWealth Advisors, LLC | 3.12% | Reduce -13.9% | 256,728 | $9.3M |
| Equitable Holdings, Inc. | 0.09% | Add +51.0% | 253,183 | $9.2M |
| Aft, Forsyth & Sober, LLC | 3.00% | Add +0.1% | 250,600 | $9.1M |
| Mach-1 Financial Group, LLC | 5.50% | Add +6.9% | 246,436 | $9.0M |
| IHT Wealth Management, LLC | 0.24% | Add +22.2% | 237,373 | $8.6M |
| TAP Consulting, LLC | 1.64% | Add +3.5% | 229,070 | $8.3M |
| Crumly & Associates Inc. | 2.28% | Add +13.7% | 226,319 | $8.2M |
| Hobart Private Capital, LLC | 2.08% | Add +4.5% | 223,458 | $8.1M |
| Dagco, Inc. | 3.26% | New | 218,390 | $7.9M |
| Capital Investment Counsel, LLC | 1.33% | New | 211,513 | $7.7M |
| J.W. Cole Advisors, Inc. | 0.31% | Add +10.4% | 204,658 | $7.4M |
| RFG Advisory, LLC | 0.23% | Add +1.9% | 204,513 | $7.4M |
| Astor Investment Management LLC | 3.37% | Reduce -9.4% | 193,627 | $7.0M |
| Southland Equity Partners LLC | 1.71% | Add +279.2% | 193,007 | $7.0M |
| First Horizon Advisors, Inc. | 0.19% | Add +18.4% | 192,674 | $7.0M |
| N.E.W. Advisory Services LLC | 0.67% | Add +33.2% | 188,079 | $6.8M |
| Triumph Capital Management | 2.43% | Add +22.2% | 187,209 | $6.8M |
| AIFG Consultants Ltd. | 5.17% | Add +12.5% | 186,958 | $6.8M |
| Gallagher Fiduciary Advisors, LLC | 1.37% | Add +2.4% | 186,595 | $6.8M |
| Aprio Wealth Management, LLC | 1.08% | Add +1.9% | 185,483 | $6.7M |
| PSI Advisors, LLC | 1.96% | Add +7.8% | 183,520 | $6.7M |
| Arvest Investments, Inc. | 1.00% | Add +10.6% | 182,774 | $6.6M |
| San Luis Wealth Advisors LLC | 1.36% | Add +229.4% | 180,349 | $6.6M |
| Daymark Wealth Partners, LLC | 0.28% | Add +10.3% | 179,856 | $6.5M |
| Concourse Financial Group Securities, Inc. | 0.39% | Reduce -5.0% | 179,668 | $6.5M |
| Benjamin Edwards Inc. | 0.09% | Add +19026.3% | 179,022 | $6.5M |
| Foundations Investment Advisors, LLC | 0.13% | Add +166.2% | 176,088 | $6.4M |
| Certified Advisory Corp | 0.70% | New | 172,409 | $6.3M |
| Focus Financial Network, Inc. | 0.24% | New | 158,894 | $5.8M |
| Stratos Wealth Partners, LTD. | 0.08% | Reduce -4.0% | 155,442 | $5.7M |
| RiverTree Advisors, LLC | 3.82% | Reduce -7.5% | 154,674 | $5.6M |
| Goldman Sachs Group Inc. | 0.00% | Add +1.9% | 153,185 | $5.6M |
| JPMorgan Chase & Co. | 0.00% | Add +18.0% | 145,503 | $5.3M |
| Peak Planning Group, LLC | 2.31% | Add +676.6% | 144,625 | $5.3M |
| Wealthcare Advisory Partners LLC | 0.15% | Add +4.0% | 143,842 | $5.2M |
| Arkadios Wealth Advisors | 0.28% | Add +94.9% | 137,194 | $5.0M |
| Atria Wealth Solutions, Inc. | 0.05% | Add +41.9% | 134,562 | $4.9M |
| Maia Wealth LLC | 1.20% | Add +62.6% | 133,991 | $4.9M |
| Naviter Wealth, LLC | 0.67% | Add +25.7% | 133,117 | $4.8M |
| IFG Advisory, LLC | 0.31% | Add +125.5% | 132,623 | $4.8M |
| Owen LaRue, LLC | 2.53% | Add +18.6% | 130,762 | $4.8M |
| Financial Advocates Investment Management | 0.27% | Add +16.5% | 130,486 | $4.7M |
| Gladstone Institutional Advisory LLC | 0.23% | Add +90.2% | 129,293 | $4.7M |
| Redhawk Wealth Advisors, Inc. | 0.67% | Add +8.6% | 129,104 | $4.7M |
| Oppenheimer & Co. Inc. | 0.07% | Add +7.3% | 122,829 | $4.5M |
| Synovus Financial Corp. | 0.05% | Add +8.3% | 120,709 | $4.4M |
| Ssi Investment Management LLC | 1.63% | New | 117,110 | $4.3M |
| World Equity Group, Inc. | 1.52% | Add +6.9% | 115,982 | $4.2M |
| Per Stirling Capital Management, LLC. | 0.58% | Add +1.1% | 114,708 | $4.2M |
| GPS Wealth Strategies Group, LLC | 0.54% | Add +1.2% | 110,628 | $4.0M |
| GUNN & Co INVESTMENT MANAGEMENT, INC. | 2.74% | Reduce -88.7% | 109,725 | $4.0M |
| Apollon Wealth Management, LLC | 0.11% | Add +68.4% | 108,791 | $4.0M |
| Darwin Wealth Management, LLC | 1.08% | Reduce -10.5% | 108,159 | $3.9M |
| Elios Financial Group Inc. | 1.80% | — | 107,482 | $3.9M |
| US Bancorp \de | 0.00% | Add +75.3% | 102,775 | $3.7M |
| Stratos Wealth Advisors, LLC | 0.17% | Add +14.9% | 100,353 | $3.7M |
| Y-Intercept (Hong Kong) Ltd | 0.22% | New | 100,110 | $3.6M |
| Dynamic Advisor Solutions LLC | 0.11% | New | 99,880 | $3.6M |
| CX Institutional | 0.15% | Add +0.4% | 94,576 | $3.4M |
| Prostatis Group LLC | 1.12% | Add +8.1% | 93,738 | $3.4M |
| Cherry Creek Investment Advisors, Inc. | 1.62% | Add +8.8% | 86,313 | $3.1M |
| Titleist Asset Management, LLC | 0.43% | Add +11.5% | 81,855 | $3.0M |
| Flagstar Securities, Inc. | 0.75% | Add +0.9% | 81,560 | $3.0M |
| Comerica Bank | 0.01% | Add +10.4% | 81,294 | $3.0M |
| Nations Financial Group Inc, /Ia/ | 0.21% | Add +19.1% | 80,915 | $2.9M |
| Jones Financial Companies LLLP | 0.00% | New | 81,172 | $2.9M |
| KMG Fiduciary Partners, LLC | 0.25% | Add +350.8% | 80,235 | $2.9M |
| EWG Elevate Inc. | 1.16% | New | 79,187 | $2.9M |
| Cozad Asset Management Inc. | 0.27% | Add +14.4% | 77,767 | $2.8M |
| Spire Wealth Management | 0.09% | Add +0.9% | 76,951 | $2.8M |
| Clarity Capital Partners LLC | 1.65% | Add +27.4% | 76,791 | $2.8M |
| Proactive Wealth Strategies LLC | 1.53% | — | 75,918 | $2.8M |
| Atlas Wealth LLC | 1.74% | Add +27.9% | 75,076 | $2.7M |
| POM Investment Strategies, LLC | 2.10% | Add +0.6% | 74,081 | $2.7M |
| Mason & Associates Inc | 0.67% | Add +1068.6% | 73,905 | $2.7M |
| Trueblood Wealth Management, LLC | 1.35% | Add +18.4% | 73,680 | $2.7M |
| Secured Retirement Advisors, LLC | 1.93% | Reduce -2.3% | 73,642 | $2.7M |
| Summit Wealth Partners, LLC | 0.51% | Add +18.7% | 73,470 | $2.7M |
| Bright Financial Advisors, Inc. | 1.69% | Add +54.5% | 73,209 | $2.7M |
| Aptus Capital Advisors, LLC | 0.04% | Add +76.5% | 73,200 | $2.7M |
| FSB Premier Wealth Management, Inc. | 1.07% | Reduce -32.5% | 71,690 | $2.6M |
| Formidable Asset Management, LLC | 0.41% | Add +2.7% | 71,416 | $2.6M |
| Continuum Advisory, LLC | 0.33% | Add +16.2% | 67,478 | $2.6M |
| IronBridge Private Wealth, LLC | 0.96% | New | 70,583 | $2.6M |
| Kingsview Wealth Management, LLC | 0.05% | Add +5.7% | 70,380 | $2.6M |
| Concurrent Investment Advisors, LLC | 0.08% | Add +1.8% | 70,340 | $2.6M |
| Cedrus LLC | 0.94% | Add +24.0% | 69,552 | $2.5M |
| Raymond James Trust N.A. | 0.05% | Add +8.8% | 68,967 | $2.5M |
| Harvest Investment Services, LLC | 0.80% | Add +8.9% | 68,877 | $2.5M |
| KPP Advisory Services LLC | 0.58% | Add +238.1% | 66,887 | $2.4M |
| IFP Advisors, Inc | 0.09% | Add +25.7% | 65,420 | $2.4M |
| Ameritas Advisory Services, LLC | 0.10% | Add +8.2% | 64,838 | $2.4M |
| Rehmann Capital Advisory Group | 0.15% | Add +24.7% | 64,200 | $2.3M |
| Wedbush Securities Inc. | 0.08% | Add +9.0% | 62,746 | $2.3M |
| BlueChip Wealth Advisors LLC | 1.19% | Reduce -1.1% | 62,521 | $2.3M |
| Capital Investment Advisory Services, LLC | 0.21% | Add +7.7% | 61,654 | $2.2M |
| Moors & Cabot, Inc. | 0.11% | Add +20.1% | 61,011 | $2.2M |
| Trivium Point Advisory, LLC | 0.31% | Add +113.7% | 57,054 | $2.2M |
| Team Financial Group, LLC | 1.28% | Add +2.3% | 59,237 | $2.2M |
| DHK Financial Advisors, Inc. | 1.31% | Add +0.4% | 58,600 | $2.1M |
| Altus Wealth Group LLC | 0.91% | Reduce -2.2% | 58,253 | $2.1M |
| Principal Securities, Inc. | 0.05% | Add +23.7% | 58,035 | $2.1M |
| Keystone Financial Group | 0.26% | New | 55,258 | $2.0M |
| Summit Investment Advisory Services, LLC | 1.07% | New | 55,205 | $2.0M |
| Guardian Wealth Advisors, LLC / NC | 0.22% | Add +37.2% | 54,875 | $2.0M |
| First Hawaiian Bank | 0.06% | New | 54,813 | $2.0M |
| Central Pacific Bank - Trust Division | 0.26% | New | 53,855 | $2.0M |
| Silver Oak Securities, Incorporated | 0.20% | Add +18.5% | 52,398 | $1.9M |
| MAI Capital Management | 0.02% | Reduce -25.9% | 51,344 | $1.9M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Reduce -15.4% | 50,814 | $1.8M |
| Purus Wealth Management, LLC | 0.76% | Add +0.5% | 49,070 | $1.8M |
| PCG Wealth Advisors, LLC | 0.69% | Add +4.2% | 48,897 | $1.8M |
| Valley National Advisers Inc. | 0.32% | New | 48,140 | $1.8M |
| Global Retirement Partners, LLC | 0.05% | Add +83.4% | 47,976 | $1.7M |
| CreativeOne Wealth, LLC | 0.06% | Add +228.8% | 47,893 | $1.7M |
| Keel Point, LLC | 0.14% | Add +2.3% | 47,497 | $1.7M |
| Koshinski Asset Management, Inc. | 0.15% | Add +13.6% | 47,403 | $1.7M |
| Ashton Thomas Private Wealth, LLC | 0.09% | Add +7.3% | 46,080 | $1.7M |
| Secure Asset Management, LLC | 0.28% | Reduce -35.4% | 45,569 | $1.7M |
| Legacy Capital Group California, Inc. | 0.55% | Add +0.8% | 45,225 | $1.6M |
| Creative Financial Designs Inc. | 0.14% | Add +60.0% | 44,698 | $1.6M |
| AE Wealth Management LLC | 0.01% | Reduce -0.9% | 44,654 | $1.6M |
| Mutual Advisors, LLC | 0.05% | Reduce -4.6% | 43,604 | $1.6M |
| Laidlaw Wealth Management LLC | 0.77% | Add +2.5% | 42,980 | $1.6M |
| First Trust Advisors LP | 0.00% | New | 42,426 | $1.5M |
| Root Financial Partners, LLC | 0.25% | Reduce -6.2% | 42,227 | $1.5M |
| Marshall Financial Group, LLC | 0.37% | Add +7.2% | 42,059 | $1.5M |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0.42% | Add +36.4% | 41,178 | $1.5M |
| MinichMacGregor Wealth Management, LLC | 0.32% | Reduce -3.0% | 41,060 | $1.5M |
| Lanark Financial, Inc. | 0.12% | Add +12.9% | 40,054 | $1.5M |
| Flow Traders U.S. LLC | 0.07% | New | 39,697 | $1.4M |
| Elevated Capital Advisors, LLC | 0.38% | Reduce -74.7% | 39,354 | $1.4M |
| Meridian Wealth Management, LLC | 0.07% | Add +141.9% | 39,336 | $1.4M |
| Hilltop Holdings Inc. | 0.09% | Reduce -18.5% | 39,115 | $1.4M |
| Stonebridge Financial Planning Group, LLC | 0.66% | Add +5.5% | 38,061 | $1.4M |
| Qube Research & Technologies Ltd | 0.00% | Add +2.3% | 37,931 | $1.4M |
| Cresset Asset Management, LLC | 0.01% | Add +1.6% | 37,445 | $1.4M |
| Thrivent Financial for Lutherans | 0.00% | Add +1.3% | 36,550 | $1.3M |
| Meitav Investment House Ltd. | 0.02% | Reduce -34.9% | 36,298 | $1.3M |
| FWL Investment Management, LLC | 0.51% | Add +2480.1% | 36,250 | $1.3M |
| Capital Advantage, Inc. | 0.25% | Add +57.0% | 36,114 | $1.3M |
| Prosperity Financial Group, Inc. | 0.73% | New | 35,581 | $1.3M |
| Private Trust Co. NA | 0.13% | Add +54.4% | 35,518 | $1.3M |
| Farther Finance Advisors, LLC | 0.05% | Add +265.8% | 35,484 | $1.3M |
| Sweet Financial Partners, LLC | 0.27% | New | 34,246 | $1.2M |
| Orion Porfolio Solutions, LLC | 0.01% | Reduce -30.3% | 33,823 | $1.2M |
| Orion Portfolio Solutions, LLC | 0.01% | Reduce -30.3% | 33,823 | $1.2M |
| Arkos Global Advisors | 0.18% | Add +21.3% | 33,769 | $1.2M |
| United Advisor Group, LLC | 0.28% | New | 33,748 | $1.2M |
| Tyler-Stone Wealth Management | 0.22% | Add +102.7% | 31,817 | $1.2M |
| B. Riley Wealth Advisors, Inc. | 0.03% | Reduce -53.1% | 31,891 | $1.2M |
| OneDigital Investment Advisors LLC | 0.01% | Add +8.4% | 31,012 | $1.1M |
| KOM Wealth Management Group, LLC | 0.94% | Add +6.0% | 30,994 | $1.1M |
| tru Independence LLC | 0.33% | Reduce -1.0% | 30,677 | $1.1M |
| Walkner Condon Financial Advisors LLC | 0.23% | Add +10.7% | 30,365 | $1.1M |
| Strong Tower Advisory Services | 0.31% | New | 30,303 | $1.1M |
| Focus Partners Wealth | 0.00% | New | 30,112 | $1.1M |
| SignalPoint Asset Management, LLC | 0.25% | Reduce -7.9% | 29,803 | $1.1M |
| World Investment Advisors | 0.03% | Add +8.0% | 29,203 | $1.1M |
| Belpointe Asset Management LLC | 0.06% | Reduce -7.1% | 28,301 | $1.0M |
| NewEdge Wealth, LLC | 0.02% | New | 27,447 | $999K |
| Mgo One Seven LLC | 0.04% | Add +17.4% | 27,302 | $993K |
| Money Concepts Capital Corp. | 0.07% | Reduce -16.7% | 26,751 | $973K |
| Key Client Fiduciary Advisors, LLC | 0.41% | Add +23.9% | 24,967 | $908K |
| DAVENPORT & Co LLC | 0.01% | Add +3.2% | 24,548 | $893K |
| Econ Financial Services Corp | 0.50% | Add +121.6% | 24,357 | $886K |
| Zimmermann Investment Management & Planning LLC | 0.27% | New | 24,051 | $875K |
| Investment Partners, LTD. | 0.36% | Add +0.1% | 23,919 | $870K |
| WCG Wealth Advisors LLC | 0.06% | Add +11.8% | 23,780 | $865K |
| Brookstone Capital Management | 0.01% | New | 23,424 | $852K |
| &partners | 0.02% | New | 22,908 | $833K |
| SFG Wealth Management, LLC. | 0.42% | Add +0.3% | 21,851 | $795K |
| Davis Investment Partners, LLC | 0.33% | Reduce -27.4% | 21,908 | $787K |
| Citadel Advisors | 0.00% | Reduce -22.7% | 21,466 | $781K |
| Inscription Capital, LLC | 0.12% | Add +193.2% | 21,274 | $774K |
| Scotia Capital Inc. | 0.00% | Add +72.3% | 20,879 | $760K |
| Avior Wealth Management, LLC | 0.03% | Reduce -18.0% | 20,787 | $756K |
| Kingswood Wealth Advisors, LLC | 0.05% | Add +21.4% | 20,497 | $746K |
| Level Four Advisory Services, LLC | 0.03% | Reduce -44.5% | 20,267 | $731K |
| Lion Street Advisors, LLC | 0.25% | Add +1.2% | 19,700 | $717K |
| Stephens Inc. | 0.01% | Add +32.7% | 19,601 | $713K |
| Gateway Wealth Partners, LLC | 0.20% | Add +11.8% | 19,551 | $711K |
| Cary Street Partners Investment Advisory LLC | 0.03% | Add +39.7% | 19,535 | $711K |
| Advisory Services Network, LLC | 0.01% | No change | 21,130 | $705K |
| TCFG Wealth Management, LLC | 0.35% | — | 19,227 | $699K |
| Snowden Capital Advisors LLC | 0.02% | Add +18.3% | 18,688 | $680K |
| Commonwealth Financial Services, LLC | 0.13% | Add +6.0% | 18,833 | $677K |
| Wintrust Investments LLC | 0.50% | Reduce -89.7% | 18,551 | $674K |
| Flagship Harbor Advisors, LLC | 0.04% | Reduce -22.2% | 18,465 | $672K |
| Cottage Street Advisors LLC | 0.37% | Add +15.0% | 18,457 | $671K |
| Barometer Capital Management Inc. | 0.19% | Reduce -15.6% | 18,400 | $669K |
| Convergence Financial, LLC | 0.14% | Reduce -0.9% | 18,355 | $668K |
| Gentry Private Wealth, LLC | 0.54% | New | 18,082 | $658K |
| Clear Point Advisors Inc. | 0.50% | Add +0.0% | 17,896 | $651K |
| Insigneo Advisory Services, LLC | 0.07% | Add +28.3% | 17,742 | $645K |
| FinTrust Capital Advisors, LLC | 0.11% | Reduce -5.5% | 17,267 | $628K |
| Independent Wealth Network Inc. | 0.27% | Add +13.4% | 16,964 | $617K |
| GeoWealth Management, LLC | 0.02% | Reduce -0.0% | 16,727 | $609K |
| Ballew Advisors, Inc | 0.41% | New | 16,781 | $608K |
| Cornerstone Wealth Management, LLC | 0.04% | Add +0.1% | 16,644 | $606K |
| Federation des caisses Desjardins du Quebec | 0.00% | Add +5.8% | 16,642 | $605K |
| Smith, Moore & Co. | 0.06% | Add +22.7% | 16,436 | $598K |
| Legacy Capital Wealth Partners, LLC | 0.12% | Add +13.8% | 16,421 | $597K |
| Collaborative Wealth Managment Inc. | 0.27% | Add +6.3% | 16,306 | $593K |
| TD Waterhouse Canada Inc. | 0.00% | Add +7804.9% | 16,205 | $582K |
| Beacon Financial Advisory LLC | 0.20% | Add +9.9% | 15,808 | $575K |
| Main Street Financial Solutions, LLC | 0.05% | Reduce -64.7% | 15,802 | $575K |
| LRI Investments, LLC | 0.06% | New | 15,000 | $575K |
| Global Assets Advisory, LLC | 0.31% | New | 15,914 | $572K |
| Capital Analysts, LLC | 0.02% | Reduce -0.1% | 15,650 | $569K |
| Avidian Wealth Enterprises, LLC | 0.02% | Add +2.0% | 15,054 | $548K |
| Chris Bulman Inc | 0.37% | New | 14,944 | $544K |
| DHJJ Financial Advisors, Ltd. | 0.21% | Add +16.5% | 14,327 | $521K |
| Regal Investment Advisors LLC | 0.04% | Reduce -14.0% | 14,319 | $521K |
| Jaffetilchin Investment Partners, LLC | 0.04% | New | 14,272 | $519K |
| Milestone Asset Management, LLC | 0.12% | Add +0.6% | 14,126 | $514K |
| Northern Trust Corp. | 0.00% | New | 14,031 | $510K |
| ORBA Wealth Advisors, L.L.C. | 0.26% | Reduce -50.9% | 13,970 | $508K |
| FMR LLC | 0.00% | Add +243.4% | 13,969 | $508K |
| OMNI 360 Wealth, Inc. | 0.34% | New | 13,640 | $496K |
| Great Valley Advisor Group, Inc. | 0.01% | Add +72.9% | 13,223 | $481K |
| SeaCrest Wealth Management, LLC | 0.05% | Add +12.8% | 13,176 | $479K |
| Old Port Advisors | 0.13% | No change | 12,865 | $468K |
| D. E. Shaw & Co. | 0.00% | New | 12,711 | $462K |
| Kraematon Investment Advisors, Inc. | 0.45% | New | 12,540 | $456K |
| Impact Partnership Wealth, LLC | 0.10% | New | 12,517 | $455K |
| Objective Capital Management, LLC | 0.27% | — | 12,475 | $454K |
| VitalStone Financial, LLC | 0.30% | Reduce -29.8% | 12,060 | $439K |
| Barrett & Company, Inc. | 0.19% | Add +0.1% | 11,909 | $433K |
| Ethos Financial Group, LLC | 0.07% | Add +0.2% | 11,843 | $431K |
| U.S. Capital Wealth Advisors, LLC | 0.02% | No change | 11,833 | $430K |
| Quantum Private Wealth, LLC | 0.14% | Reduce -16.4% | 11,725 | $427K |
| Barry Investment Advisors, LLC | 0.13% | Add +43.0% | 11,333 | $412K |
| Csenge Advisory Group | 0.02% | New | 11,157 | $410K |
| Cottonwood Capital Advisors, LLC | 0.29% | Reduce -5.8% | 11,035 | $401K |
| Krilogy Financial LLC | 0.03% | Add +4.6% | 10,892 | $396K |
| Clear Creek Financial Management, LLC | 0.04% | New | 10,845 | $395K |
| Quad-Cities Investment Group, LLC | 0.20% | Add +1.4% | 10,754 | $391K |
| Founders Financial Securities LLC | 0.04% | Reduce -12.3% | 10,668 | $388K |
| Prosperity Wealth Management, Inc. | 0.15% | Add +15.7% | 10,267 | $374K |
| Perigon Wealth Management, LLC | 0.01% | New | 10,205 | $371K |
| Allworth Financial LP | 0.00% | Reduce -0.5% | 10,078 | $367K |
| JT Stratford LLC | 0.06% | No change | 10,053 | $366K |
| Grant/GrossMendelsohn, LLC | 0.15% | Add +8.1% | 9,879 | $359K |
| LM Advisors LLC | 0.07% | New | 9,880 | $359K |
| Woodmont Investment Counsel LLC | 0.03% | New | 9,833 | $358K |
| Second Half Financial Partners, LLC | 0.19% | Add +3.9% | 9,740 | $354K |
| Ellsworth Advisors, LLC | 0.09% | Add +31.0% | 9,729 | $354K |
| TFB Advisors LLC | 0.10% | Reduce -10.3% | 9,526 | $347K |
| Capasso Planning Partners LLC | 0.10% | Add +10.8% | 8,933 | $325K |
| Kovack Advisors, Inc. | 0.03% | Add +14.2% | 8,815 | $321K |
| Trustmark Bank Trust Department | 0.02% | New | 8,725 | $317K |
| Accel Wealth Management | 0.11% | Add +5.0% | 8,464 | $308K |
| Cwm, LLC | 0.00% | Add +173.9% | 8,404 | $306K |
| Northwest Financial Advisors | 0.24% | New | 8,322 | $303K |
| Beacon Pointe Advisors, LLC | 0.00% | Add +6.9% | 8,223 | $299K |
| Jacobi Capital Management LLC | 0.02% | Add +15.3% | 8,216 | $299K |
| Faithward Advisors, LLC | 0.05% | New | 8,175 | $297K |
| Clark Capital Management Group, Inc. | 0.00% | Add +10.4% | 8,024 | $292K |
| Arbor Capital Management Inc. | 0.27% | New | 8,038 | $290K |
| Stiles Financial Services Inc | 0.10% | Add +3.3% | 7,803 | $284K |
| Comprehensive Financial Consultants Institutional, Inc. | 0.10% | New | 7,719 | $281K |
| Trexquant Investment LP | 0.00% | Reduce -70.7% | 7,385 | $269K |
| Private Client Services, LLC | 0.14% | Add +6.2% | 7,360 | $268K |
| American Financial Advisors, LLC | 0.04% | New | 7,355 | $268K |
| ERn Financial, LLC | 0.04% | New | 7,174 | $261K |
| Benchmark Financial Wealth Advisors, LLC | 0.09% | New | 7,172 | $261K |
| Onyx Bridge Wealth Group LLC | 0.04% | New | 7,170 | $261K |
| Pitti Group Wealth Management, LLC | 0.28% | No change | 7,905 | $259K |
| Geneos Wealth Management Inc. | 0.01% | Add +83.8% | 7,046 | $256K |
| Waterfront Wealth Inc. | 0.06% | Add +9.9% | 7,060 | $255K |
| Bank of New York Mellon Corp | 0.00% | Reduce -40.5% | 6,876 | $250K |
| Wealth Management Associates, Inc. | 0.11% | New | 6,865 | $250K |
| AdvisorNet Financial, Inc | 0.02% | Add +41.2% | 6,523 | $237K |
| Triton Wealth Management, PLLC | 0.13% | New | 6,594 | $237K |
| Stegent Equity Advisors, Inc. | 0.26% | Reduce -73.3% | 6,508 | $237K |
| 626 Financial, LLC | 0.13% | No change | 6,488 | $236K |
| Townsquare Capital LLC | 0.00% | Reduce -10.1% | 6,333 | $230K |
| Saxony Capital Management, LLC | 0.21% | New | 6,316 | $230K |
| L.M. Kohn & Company | 0.06% | New | 6,313 | $230K |
| Platform Technology Partners | 0.07% | New | 6,279 | $228K |
| LaSalle St. Investment Advisors, LLC | 0.09% | New | 6,241 | $227K |
| Axxcess Wealth Management, LLC | 0.01% | Reduce -5.3% | 6,184 | $225K |
| Acorn Wealth Advisors, LLC | 0.09% | New | 6,031 | $219K |
| Covenant Asset Management, LLC | 0.05% | New | 5,900 | $215K |
| Fiduciary Trust Co | 0.00% | New | 5,845 | $213K |
| Clarus Wealth Advisors | 0.11% | New | 5,849 | $212K |
| Salem Investment Counselors Inc. | 0.01% | No change | 5,805 | $211K |
| Total Clarity Wealth Management, Inc. | 0.07% | New | 5,736 | $209K |
| Betterment LLC | 0.00% | New | 5,632 | $205K |
| Fourpath Capital Management, LLC | 0.04% | New | 5,512 | $201K |
| Creekmur Asset Management LLC | 0.05% | No change | 5,409 | $197K |
| TD Capital Management LLC | 0.02% | Add +1.2% | 4,971 | $181K |
| Abound Wealth Management | 0.05% | New | 4,382 | $159K |
| Icon Wealth Advisors, LLC | 0.01% | New | 4,343 | $158K |
| Larson Financial Group LLC | 0.01% | Add +3.8% | 4,073 | $148K |
| Raleigh Capital Management Inc. | 0.06% | Reduce -12.0% | 3,990 | $145K |
| Coppell Advisory Solutions LLC | 0.02% | Reduce -84.8% | 3,738 | $136K |
| Montag A & Associates Inc. | 0.01% | No change | 3,684 | $134K |
| Pinnacle Bancorp, Inc. | 0.03% | Add +33.4% | 3,545 | $129K |
| Assetmark, Inc. | 0.00% | Add +105.2% | 3,211 | $117K |
| Householder Group Estate & Retirement Specialist, LLC | 0.03% | Add +427.4% | 2,653 | $96K |
| Tucker Asset Management LLC | 0.02% | Reduce -31.6% | 2,587 | $94K |
| Anfield Capital Management, LLC | 0.03% | No change | 2,500 | $91K |
| Castleview Partners, LLC | 0.04% | No change | 2,037 | $74K |
| ORG Partners LLC | 0.01% | New | 2,000 | $73K |
| Claris Advisors, LLC / Mo / | 0.03% | New | 1,900 | $69K |
| PNC Financial Services Group, Inc. | 0.00% | Reduce -59.9% | 1,442 | $52K |
| Gilliland Jeter Wealth Management LLC | 0.02% | Add +0.3% | 1,428 | $52K |
| BlackRock, Inc. | 0.00% | — | 1,347 | $49K |
| Signaturefd, LLC | 0.00% | No change | 1,266 | $46K |
| Accordant Advisory Group Inc | 0.05% | No change | 1,200 | $44K |
| Harbor Investment Advisory, LLC | 0.00% | No change | 1,160 | $42K |
| Key Financial Inc | 0.01% | No change | 924 | $34K |
| Hazlett, Burt & Watson, Inc. | 0.01% | Add +0.3% | 851 | $31K |
| Sawyer & Company, Inc | 0.01% | No change | 848 | $31K |
| Mather Group, Llc. | 0.00% | Reduce -23.5% | 769 | $28K |
| National Bank of Canada | 0.00% | New | 737 | $27K |
| GoalVest Advisory LLC | 0.01% | New | 675 | $25K |
| Peterson Financial Group, Inc. | 0.09% | New | 666 | $24K |
| Eagle Bay Advisors LLC | 0.01% | No change | 642 | $23K |
| CoreCap Advisors, LLC | 0.00% | Reduce -13.8% | 614 | $22K |
| Fifth Third Bancorp | 0.00% | Reduce -93.3% | 602 | $22K |
| Tidemark, LLC | 0.01% | No change | 563 | $21K |
| Russell Investments Group, Ltd. | 0.00% | Reduce -20.6% | 454 | $17K |
| Investors Research Corp | 0.00% | No change | 432 | $16K |
| Kozak & Associates, Inc. | 0.00% | Add +0.2% | 420 | $16K |
| Sandy Spring Bank | 0.00% | No change | 400 | $15K |
| Smartleaf Asset Management LLC | 0.00% | New | 400 | $15K |
| PFG Private Wealth Management, LLC | 0.01% | No change | 394 | $14K |
| Blue Trust, Inc. | 0.00% | Add +1324.1% | 413 | $14K |
| Pineridge Advisors LLC | 0.00% | New | 319 | $12K |
| M&R Capital Management Inc. | 0.00% | No change | 220 | $8K |
| Whittier Trust Co. | 0.00% | New | 200 | $7K |
| Main Street Group, LTD | 0.00% | Reduce -23.1% | 197 | $7K |
| Headlands Technologies LLC | 0.00% | New | 197 | $7K |
| American Capital Advisory, LLC | 0.00% | New | 194 | $7K |
| IAG Wealth Partners, LLC | 0.00% | No change | 150 | $5K |
| Rothschild Investment LLC | 0.00% | No change | 150 | $5K |
| GAMMA Investing LLC | 0.00% | New | 128 | $5K |
| Financial Gravity Companies, Inc. | 0.00% | — | 100 | $4K |
| Aspire Private Capital, LLC | 0.00% | Add +1.1% | 96 | $3K |
| Moisand Fitzgerald Tamayo, LLC | 0.00% | New | 36 | $1K |
| Beacon Capital Management, LLC | 0.00% | No change | 31 | $1K |
| Van Eck Associates Corp. | 0.00% | Reduce -96.0% | 39 | $1K |
| Coston, McIsaac & Partners | 0.00% | No change | 13 | $0 |
"% of holder's portfolio" is SDVY's weight in each manager's 13F, not the share of First Trust Smid Cap Rising the manager owns.