First Trust Smith UnconstraiUCONETF
13F holders, Q1 2024 (March 31)219holders
1famous investor
$24.60avg. 13F price*
At the end of Q1 2024, 219 institutions reported holding First Trust Smith Unconstrai (UCON) in their 13F filings. The largest holders were UBS Group AG ($179.6M), LPL Financial LLC ($172.5M) and Morgan Stanley ($139.7M). One famous investor held it Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio).
- Company
- First Trust Smith Unconstrai
- CUSIP
- 33740F888
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 25 | $47.9M |
| Exits | 15 | $14.6M |
Ownership 219 holders
| UBS Group AG | 0.06% | Add +64.8% | 7,302,553 | $179.6M |
| LPL Financial LLC | 0.09% | Add +17.3% | 7,012,961 | $172.5M |
| Morgan Stanley | 0.01% | Add +20.0% | 5,677,990 | $139.7M |
| Bank of America Corp. | 0.01% | Add +22.5% | 3,311,332 | $81.5M |
| Harbour Investments, Inc. | 2.35% | Add +12.5% | 2,692,904 | $66.2M |
| Royal Bank of Canada | 0.01% | Add +16.6% | 2,424,317 | $59.6M |
| Envestnet Asset Management Inc. | 0.02% | Add +17.1% | 2,074,309 | $51.0M |
| Osaic Holdings, Inc. | 0.08% | Add +59.1% | 1,475,875 | $36.3M |
| Truist Financial Corp. | 0.05% | Add +23.0% | 1,277,573 | $31.4M |
| Commonwealth Equity Services, LLC | 0.05% | Add +68.4% | 1,187,238 | $29.2M |
| Aptus Capital Advisors, LLC | 0.61% | Add +78.2% | 1,159,507 | $28.5M |
| Apollon Wealth Management, LLC | 0.88% | Add +29.1% | 1,141,596 | $28.1M |
| Csenge Advisory Group | 1.56% | Add +4.9% | 1,131,011 | $27.8M |
| Larson Financial Group LLC | 1.96% | Reduce -5.0% | 1,031,132 | $25.4M |
| Wagner Wealth Management, LLC | 7.66% | Add +52992.4% | 1,022,028 | $25.1M |
| Visionary Wealth Advisors | 1.55% | Add +10.1% | 931,578 | $22.9M |
| EdgeRock Capital LLC | 16.59% | Add +0.9% | 847,304 | $20.8M |
| Integrated Wealth Concepts LLC | 0.29% | Reduce -18.8% | 801,893 | $19.7M |
| Bensler, LLC | 2.70% | Add +8.2% | 757,380 | $18.6M |
| Cetera Investment Advisers | 0.04% | Add +143.6% | 750,004 | $18.5M |
| TruWealth Advisors, LLC | 1.17% | Add +2.1% | 680,501 | $16.7M |
| Dynamic Advisor Solutions LLC | 0.54% | Add +7.1% | 644,443 | $15.9M |
| Commonwealth Financial Services, LLC | 3.72% | Reduce -0.3% | 638,618 | $15.8M |
| Cyndeo Wealth Partners, LLC | 1.30% | Add +1.5% | 635,791 | $15.6M |
| IFP Advisors, Inc | 0.68% | Add +58.7% | 632,532 | $15.6M |
| Cambridge Investment Research Advisors, Inc. | 0.06% | Add +33.5% | 619,255 | $15.2M |
| Avantax Planning Partners, Inc. | 0.48% | New | 606,672 | $14.9M |
| Financial Advocates Investment Management | 0.86% | Add +89.9% | 600,605 | $14.8M |
| Park National Corp. | 0.57% | Add +21.0% | 598,259 | $14.7M |
| First Heartland Consultants, Inc. | 1.50% | Add +145.5% | 589,234 | $14.5M |
| HighTower Advisors, LLC | 0.02% | Add +6.2% | 583,523 | $14.4M |
| Rehmann Capital Advisory Group | 1.03% | Add +9.9% | 563,944 | $13.9M |
| Janiczek Wealth Management, LLC | 2.95% | Add +1.4% | 563,795 | $13.9M |
| Focus Partners Wealth | 0.11% | Reduce -43.0% | 561,037 | $13.8M |
| Tolleson Wealth Management, Inc. | 2.66% | Reduce -59.3% | 552,026 | $13.6M |
| SlateStone Wealth, LLC | 1.25% | Reduce -0.2% | 505,933 | $12.4M |
| Wintrust Investments LLC | 1.07% | Add +23.2% | 494,019 | $12.2M |
| Darwin Wealth Management, LLC | 3.32% | Reduce -3.9% | 483,839 | $11.9M |
| Navalign, LLC | 3.86% | Add +141.0% | 473,251 | $11.6M |
| Great Point Wealth Advisors, LLC | 2.71% | Reduce -39.7% | 472,244 | $11.6M |
| Philip James Wealth Mangement, LLC | 8.20% | Add +4.5% | 470,516 | $11.6M |
| Raymond James & Associates | 0.01% | Add +35.0% | 455,215 | $11.2M |
| Arkadios Wealth Advisors | 0.83% | Reduce -1.1% | 433,202 | $10.7M |
| Stifel Financial Corp. | 0.01% | Add +10.7% | 408,085 | $10.0M |
| Private Advisor Group, LLC | 0.07% | Add +24.8% | 407,229 | $10.0M |
| Mariner, LLC | 0.02% | Add +8.9% | 390,007 | $9.6M |
| Mutual Advisors, LLC | 0.30% | Add +58.0% | 385,732 | $9.5M |
| Financial Futures Ltd Liability Co. | 6.16% | Add +12.2% | 377,660 | $9.3M |
| Regal Investment Advisors LLC | 0.63% | Add +3.0% | 372,804 | $9.2M |
| Captrust Financial Advisors | 0.03% | Reduce -22.4% | 368,342 | $9.1M |
| Janney Montgomery Scott LLC | 0.03% | Add +3.8% | 360,999 | $8.9M |
| JPMorgan Chase & Co. | 0.00% | Add +38.5% | 350,311 | $8.6M |
| First Pacific Financial | 2.37% | Reduce -0.8% | 345,580 | $8.5M |
| Steward Partners Investment Advisory, LLC | 0.09% | Add +14.4% | 343,454 | $8.4M |
| Chicago Partners Investment Group LLC | 0.35% | Add +4.3% | 340,160 | $8.2M |
| Kestra Advisory Services, LLC | 0.05% | Add +218.5% | 327,798 | $8.1M |
| CoreCap Advisors, LLC | 0.42% | Add +14.5% | 320,362 | $7.9M |
| XML Financial, LLC | 0.75% | Add +2.3% | 298,244 | $7.3M |
| Simplicity Wealth,LLC | 0.17% | New | 297,895 | $7.3M |
| Vicus Capital | 0.67% | Add +5.9% | 296,675 | $7.3M |
| Baird Financial Group, Inc. | 0.02% | Add +5.1% | 292,058 | $7.2M |
| Ameritas Advisory Services, LLC | 0.30% | Add +79.4% | 291,826 | $7.2M |
| Bleakley Financial Group, LLC | 0.20% | Add +4.9% | 274,644 | $6.8M |
| N.E.W. Advisory Services LLC | 0.75% | Add +15.0% | 273,432 | $6.7M |
| Sigma Planning Corp | 0.21% | Add +76.8% | 272,670 | $6.7M |
| Western Wealth Management, LLC | 0.52% | Reduce -4.3% | 270,990 | $6.7M |
| Total Clarity Wealth Management, Inc. | 2.30% | Add +19.1% | 268,742 | $6.6M |
| Etesian Wealth Advisors, Inc. | 3.67% | Add +8.3% | 259,739 | $6.4M |
| Beaumont Financial Advisors, LLC | 0.52% | Reduce -1.6% | 258,156 | $6.4M |
| Mather Group, Llc. | 0.10% | No change | 253,928 | $6.3M |
| Beacon Financial Group | 0.71% | Reduce -6.4% | 251,425 | $6.2M |
| Mach-1 Financial Group, LLC | 4.51% | Add +7.7% | 240,416 | $5.9M |
| Lee Financial Group Hawaii, Inc. | 4.56% | Add +0.9% | 237,029 | $5.8M |
| Certified Advisory Corp | 0.80% | Add +14.3% | 234,281 | $5.8M |
| GSG Advisors LLC | 2.08% | Add +11.2% | 230,961 | $5.7M |
| Walkner Condon Financial Advisors LLC | 1.16% | Reduce -29.5% | 221,668 | $5.5M |
| Twin Peaks Wealth Advisors, LLC | 2.97% | Add +2.9% | 217,374 | $5.3M |
| Boyce & Associates Wealth Consulting, Inc. | 6.76% | Add +42.3% | 212,716 | $5.2M |
| Elevated Capital Advisors, LLC | 1.50% | Add +7.1% | 212,451 | $5.2M |
| Fermata Advisors, LLC | 1.16% | New | 208,773 | $5.1M |
| Madison Asset Management, LLC | 0.06% | Add +0.3% | 207,464 | $5.1M |
| Raymond James Financial Services Advisors, Inc. | 0.01% | Add +158.4% | 204,198 | $5.0M |
| O'Connor Financial Group LLC | 2.73% | Add +8.6% | 186,396 | $4.6M |
| Geneos Wealth Management Inc. | 0.21% | Reduce -19.2% | 185,960 | $4.6M |
| Equitable Holdings, Inc. | 0.05% | Add +54.1% | 180,021 | $4.4M |
| MML Investors Services, LLC | 0.02% | Add +43.5% | 179,166 | $4.4M |
| Oppenheimer & Co. Inc. | 0.07% | Add +3.5% | 169,704 | $4.2M |
| Ellenbecker Investment Group | 0.86% | Add +13.9% | 167,281 | $4.1M |
| Goldstone Financial Group, LLC | 0.92% | Add +9.4% | 163,460 | $4.0M |
| US Bancorp \de | 0.01% | Add +13.6% | 162,569 | $4.0M |
| Prospera Financial Services Inc | 0.11% | Add +721.4% | 156,118 | $3.8M |
| Thrivent Financial for Lutherans | 0.01% | Add +9.8% | 152,851 | $3.8M |
| Vantage Financial Partners Ltd., Inc. | 0.95% | New | 147,568 | $3.6M |
| Wells Fargo & Company | 0.00% | Add +12332.0% | 130,039 | $3.2M |
| Ashton Thomas Private Wealth, LLC | 0.18% | Add +160.4% | 125,461 | $3.1M |
| Renaissance Technologies | 0.00% | Add +98.6% | 125,300 | $3.1M |
| PFG Advisors | 0.23% | Add +14.6% | 125,273 | $3.1M |
| Creative Financial Designs Inc. | 0.29% | Add +48.4% | 124,483 | $3.1M |
| Econ Financial Services Corp | 1.90% | Add +273.4% | 124,423 | $3.1M |
| Avantax Advisory Services, Inc. | 0.03% | Reduce -0.4% | 123,334 | $3.0M |
| Crumly & Associates Inc. | 0.74% | Reduce -2.3% | 114,688 | $2.8M |
| Lunt Capital Management, Inc. | 1.40% | Add +17.1% | 114,420 | $2.8M |
| StoneX Group Inc. | 0.25% | Add +2.5% | 114,110 | $2.8M |
| Envestnet Portfolio Solutions, Inc. | 0.01% | Add +41.6% | 112,295 | $2.8M |
| Arkos Global Advisors | 0.45% | New | 110,265 | $2.7M |
| BlackDiamond Wealth Management, LLC | 1.83% | Reduce -3.9% | 104,108 | $2.6M |
| Private Advisory Group LLC | 0.36% | New | 102,155 | $2.5M |
| Wilbanks Smith & Thomas Asset Management LLC | 0.07% | Add +4.3% | 101,843 | $2.5M |
| Redhawk Wealth Advisors, Inc. | 0.40% | Add +8.3% | 98,800 | $2.4M |
| Sumitomo Mitsui Financial Group, Inc. | 0.07% | New | 97,621 | $2.4M |
| Holistic Financial Partners | 1.15% | New | 91,680 | $2.3M |
| Pine Valley Investments Ltd Liability Co | 0.17% | Reduce -1.9% | 90,407 | $2.2M |
| Private Capital Management LLC | 0.48% | Reduce -6.6% | 88,838 | $2.2M |
| Sequent Planning LLC | 0.78% | — | 87,929 | $2.2M |
| WESPAC Advisors, LLC | 1.25% | Add +4.9% | 87,456 | $2.2M |
| Northwest Capital Management Inc | 0.65% | Reduce -0.3% | 82,830 | $2.0M |
| MBE Wealth Management, LLC | 1.23% | Reduce -32.4% | 81,012 | $2.0M |
| Onyx Bridge Wealth Group LLC | 0.35% | New | 81,364 | $2.0M |
| United Advisor Group, LLC | 0.73% | Add +237.6% | 79,185 | $1.9M |
| Assetmark, Inc. | 0.01% | Add +15.5% | 78,327 | $1.9M |
| Capital CS Group, LLC | 1.84% | Add +30.2% | 74,746 | $1.8M |
| Keel Point, LLC | 0.18% | Add +20.4% | 72,278 | $1.8M |
| Childress Capital Advisors, LLC | 0.51% | Reduce -12.5% | 71,000 | $1.7M |
| Cwm, LLC | 0.01% | Reduce -15.4% | 70,556 | $1.7M |
| D.A. Davidson & Co. | 0.02% | Add +10.1% | 68,179 | $1.7M |
| Apollon Financial, LLC | 0.57% | Add +33.6% | 67,629 | $1.7M |
| Comerica Bank | 0.01% | Add +49.6% | 66,204 | $1.6M |
| Goodman Advisory Group, LLC | 0.50% | Add +629.6% | 64,639 | $1.6M |
| Authentikos Wealth Advisory, LLC | 1.57% | Add +19.0% | 63,345 | $1.6M |
| Tactive Advisors, LLC | 0.82% | New | 62,572 | $1.5M |
| Kingsview Wealth Management, LLC | 0.04% | Add +8.5% | 60,166 | $1.5M |
| Institutional & Family Asset Management, LLC | 0.23% | New | 59,510 | $1.5M |
| tru Independence LLC | 0.42% | Reduce -31.3% | 58,059 | $1.4M |
| EWG Elevate Inc. | 0.53% | Add +0.4% | 56,256 | $1.4M |
| Ergawealth Advisors, Inc. | 0.74% | Reduce -2.9% | 54,908 | $1.4M |
| Asset Allocation Strategies LLC | 0.46% | Add +4.5% | 53,121 | $1.3M |
| Stratos Wealth Partners, LTD. | 0.02% | Reduce -35.0% | 52,750 | $1.3M |
| Clear Creek Financial Management, LLC | 0.16% | Add +9.8% | 51,913 | $1.3M |
| Atria Wealth Solutions, Inc. | 0.01% | Reduce -15.6% | 50,400 | $1.2M |
| CGC Financial Services, LLC | 0.63% | Reduce -91.8% | 48,568 | $1.2M |
| Capital Investment Advisory Services, LLC | 0.12% | Reduce -2.1% | 47,393 | $1.2M |
| Private Portfolio Partners LLC | 0.24% | Add +7.8% | 46,868 | $1.2M |
| Advisor Resource Council | 0.48% | Reduce -65.3% | 45,771 | $1.1M |
| OneDigital Investment Advisors LLC | 0.02% | Add +10.3% | 43,232 | $1.1M |
| Private Client Services, LLC | 0.70% | Add +8.3% | 42,221 | $1.0M |
| Braun-Bostich & Associates Inc. | 0.85% | Reduce -29.6% | 41,103 | $1.0M |
| Virtue Capital Management, LLC | 0.18% | Reduce -37.8% | 40,308 | $981K |
| Lanark Financial, Inc. | 0.09% | Add +2.7% | 39,014 | $959K |
| CFO4Life Group, LLC | 0.15% | Reduce -62.7% | 34,082 | $838K |
| Root Financial Partners, LLC | 0.25% | Reduce -4.9% | 33,982 | $836K |
| First Trust Advisors LP | 0.00% | Add +284.6% | 32,060 | $789K |
| Q3 Asset Management | 0.21% | Add +2.9% | 30,506 | $750K |
| Blackhawk Capital Partners, LLC | 0.45% | Add +2.2% | 29,148 | $717K |
| Fagan Associates, Inc. | 0.13% | Add +22.4% | 28,375 | $698K |
| Columbia Advisory Partners LLC | 0.70% | Add +133.1% | 28,048 | $690K |
| Independent Financial Group, LLC | 0.03% | Add +1.4% | 27,531 | $677K |
| Flagship Harbor Advisors, LLC | 0.04% | Reduce -6.3% | 25,493 | $627K |
| Octavia Wealth Advisors, LLC | 0.09% | Reduce -94.8% | 25,186 | $620K |
| Global Retirement Partners, LLC | 0.02% | Add +0.0% | 23,843 | $587K |
| Edge Financial Advisors LLC | 0.51% | — | 23,449 | $577K |
| Inspirion Wealth Advisors, LLC | 0.09% | Reduce -29.0% | 22,048 | $542K |
| Rockefeller Capital Management L.P. | 0.00% | Add +80.6% | 21,114 | $519K |
| Strategic Blueprint, LLC | 0.03% | Reduce -20.9% | 19,585 | $482K |
| Principal Securities, Inc. | 0.01% | Reduce -10.7% | 19,141 | $471K |
| J.W. Cole Advisors, Inc. | 0.02% | Add +73.0% | 18,300 | $450K |
| Stratos Wealth Advisors, LLC | 0.03% | Reduce -97.9% | 17,340 | $427K |
| ICA Group Wealth Management, LLC | 0.09% | Add +2057.9% | 17,285 | $425K |
| Flagstar Securities, Inc. | 0.11% | Reduce -27.6% | 16,644 | $409K |
| Total Wealth Planning, LLC | 0.07% | No change | 16,400 | $403K |
| TFB Advisors LLC | 0.15% | New | 16,630 | $403K |
| Lakeridge Wealth Management LLC | 0.25% | No change | 15,905 | $391K |
| NewEdge Advisors, LLC | 0.00% | Reduce -27.7% | 14,284 | $351K |
| CIC Wealth, LLC | 0.10% | Reduce -11.5% | 14,271 | $351K |
| National Wealth Management Group, LLC | 0.27% | Add +34.9% | 14,244 | $350K |
| CreativeOne Wealth, LLC | 0.01% | New | 14,191 | $349K |
| GeoWealth Management, LLC | 0.01% | Add +53.8% | 13,863 | $341K |
| B. Riley Wealth Advisors, Inc. | 0.01% | Reduce -41.9% | 13,679 | $327K |
| Imprint Wealth LLC | 0.08% | No change | 13,334 | $327K |
| Grant/GrossMendelsohn, LLC | 0.15% | No change | 13,311 | $326K |
| SteelPeak Wealth, LLC | 0.02% | Reduce -25.5% | 13,247 | $326K |
| Horan Securities, Inc. | 0.15% | New | 13,096 | $322K |
| Williams & Novak, LLC | 0.36% | No change | 12,650 | $313K |
| Cresset Asset Management, LLC | 0.00% | Reduce -32.8% | 12,400 | $305K |
| Financial Engines Advisors L.L.C. | 0.00% | Add +4.1% | 12,329 | $303K |
| Flynn Zito Capital Management, LLC | 0.15% | Add +23.9% | 11,643 | $286K |
| McAdam, LLC | 0.02% | Reduce -7.7% | 11,412 | $281K |
| Good Life Advisors, LLC | 0.02% | Add +33.6% | 10,927 | $269K |
| Trustmark Bank Trust Department | 0.02% | New | 10,484 | $258K |
| HBW Advisory Services LLC | 0.05% | No change | 10,004 | $247K |
| Flow Traders U.S. LLC | 0.01% | New | 10,000 | $246K |
| Raymond James Trust N.A. | 0.01% | New | 9,703 | $239K |
| AE Wealth Management LLC | 0.00% | Reduce -96.9% | 9,635 | $237K |
| Perennial Investment Advisors, LLC | 0.04% | Add +0.9% | 9,353 | $230K |
| Lion Street Advisors, LLC | 0.09% | No change | 8,957 | $222K |
| Creekmur Asset Management LLC | 0.07% | Reduce -14.6% | 8,846 | $218K |
| Kestra Private Wealth Services, LLC | 0.00% | Reduce -15.1% | 8,711 | $214K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Reduce -8.8% | 8,703 | $214K |
| Silver Oak Securities, Incorporated | 0.03% | Reduce -58.2% | 8,485 | $209K |
| HBK Sorce Advisory LLC | 0.01% | Add +1.2% | 8,434 | $207K |
| Sunbelt Securities, Inc. | 0.02% | No change | 5,516 | $136K |
| Private Trust Co. NA | 0.01% | Reduce -16.4% | 5,064 | $125K |
| Signaturefd, LLC | 0.00% | New | 3,363 | $83K |
| Benjamin Edwards Inc. | 0.02% | New | 3,208 | $79K |
| Richard W. Paul & Associates, LLC | 0.03% | Reduce -0.5% | 3,115 | $77K |
| Financial Gravity Asset Management, Inc. | 0.02% | No change | 3,000 | $74K |
| Northwestern Mutual Wealth Management Co. | 0.00% | New | 1,169 | $29K |
| Capital Analysts, LLC | 0.00% | No change | 997 | $25K |
| Spire Wealth Management | 0.00% | Reduce -40.3% | 718 | $18K |
| GPS Wealth Strategies Group, LLC | 0.00% | No change | 500 | $12K |
| NorthRock Partners, LLC | 0.00% | Reduce -20.0% | 460 | $11K |
| VitalStone Financial, LLC | 0.01% | New | 333 | $8K |
| Clearstead Trust, LLC | 0.00% | No change | 206 | $5K |
| AdvisorNet Financial, Inc | 0.00% | Reduce -99.8% | 201 | $5K |
| Householder Group Estate & Retirement Specialist, LLC | 0.00% | New | 198 | $5K |
| DHJJ Financial Advisors, Ltd. | 0.00% | Reduce -91.4% | 138 | $3K |
| Tucker Asset Management LLC | 0.00% | New | 75 | $2K |
| Hexagon Capital Partners LLC | 0.00% | No change | 58 | $1K |
| BNP Paribas Financial Markets | 0.00% | New | 45 | $1K |
| FMR LLC | 0.00% | New | 1 | $25 |
"% of holder's portfolio" is UCON's weight in each manager's 13F, not the share of First Trust Smith Unconstrai the manager owns.